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HERCULES CAPITAL INC
HERCULES CAPITAL INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 144 Institutional holders with a total value of $322,584,327.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Spot Trading L.L.C 40 0 0.00%
2 COLONY GROUP LLC 10 0 0.00%
3 MassMutual Private Wealth & Trust, FSB 100 1,616 0.00%
4 Cable Hill Partners, LLC 95 2,000 0.00%
5 Brookstone Capital Management 190 2,000 0.00%
6 D'Orazio & Associates, Inc. 300 4,000 0.00%
7 Smithfield Trust Co 429 5,000 0.00%
8 First Horizon Advisors, Inc. 533 6,000 0.00%
9 BNP PARIBAS FINANCIAL MARKETS 558 6,445 0.00%
10 AllSquare Wealth Management LLC 600 7,000 0.00%
11 FIFTH THIRD BANCORP 575 7,000 0.00%
12 Jefferies Group LLC 565 7,000 0.00%
13 MSI Financial Services Inc 815 9,000 0.00%
14 REILLY FINANCIAL ADVISORS, LLC 800 9,000 0.00%
15 SIMPLEX TRADING, LLC 800 9,000 0.00%
16 Financial Management Professionals, Inc. 784 9,000 0.00%
17 JBF Capital, Inc. 1,000 12,000 0.00%
18 Camarda Financial Advisors, LLC 1,500 17,000 0.01%
19 Regal Investment Advisors LLC 1,900 21,000 0.01%
20 PEAK6 Group LLC 3,000 35,000 0.01% Call
21 FIRST MANHATTAN CO. LLC. 3,300 38,000 0.01%
22 Kistler-Tiffany Companies, LLC 3,663 42,000 0.01%
23 SUMMIT SECURITIES GROUP LLC 3,600 42,000 0.01%
24 Chicago Partners Investment Group LLC 4,083 47,000 0.01%
25 PineBridge Investments, L.P. 5,085 59,000 0.02%
26 Highlander Capital Management, LLC 5,532 64,000 0.02%
27 ADVANTAGE INVESTMENT MANAGEMENT, LLC 6,096 70,000 0.02%
28 LAZARD ASSET MANAGEMENT LLC 7,000 80,000 0.02%
29 Quantbot Technologies LP 7,800 90,000 0.03%
30 North Star Investment Management Corp. 8,500 98,000 0.03%
31 CITADEL ADVISORS LLC 9,242 107,000 0.03%
32 PNC FINANCIAL SERVICES GROUP, INC. 9,705 112,000 0.03%
33 QUEST INVESTMENT MANAGEMENT LLC 10,000 115,000 0.04%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,265 119,000 0.04%
35 Tower Research Capital LLC (TRC) 11,645 134,000 0.04%
36 SOUTH TEXAS MONEY MANAGEMENT LTD 12,010 139,000 0.04%
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,113 140,000 0.04%
38 Bison Wealth, LLC 12,231 141,000 0.04%
39 Cetera Advisor Networks LLC 10,918 147,000 0.05%
40 NORTHERN TRUST CORP 13,399 155,000 0.05%
41 Virtu KCG Holdings LLC 13,827 160,000 0.05%
42 BB&T SECURITIES, LLC 13,961 161,000 0.05%
43 JANE STREET GROUP, LLC 13,952 161,000 0.05%
44 KEMPNER CAPITAL MANAGEMENT INC. 14,200 164,000 0.05%
45 VICTORY CAPITAL MANAGEMENT INC 17,465 200,000 0.06%
46 GUPTA WEALTH MANAGEMENT LLC 17,821 206,000 0.06%
47 SUSQUEHANNA INTERNATIONAL GROUP, LLP 20,400 236,000 0.07% Call
48 MCKINLEY CAPITAL MANAGEMENT LLC 20,512 237,000 0.07%
49 US BANCORP \DE\ 21,256 245,000 0.08%
50 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 21,600 249,000 0.08%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.