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HERCULES CAPITAL INC
HERCULES CAPITAL INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 159 Institutional holders with a total value of $378,294,716.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 BRONFMAN E.L. ROTHSCHILD, L.P. 250 3,000 0.00%
152 Creative Planning 2,000 2,000 0.00% Put
153 Cable Hill Partners, LLC 95 2,000 0.00%
154 Endurance Wealth Management, Inc. 200 2,000 0.00%
155 MassMutual Private Wealth & Trust, FSB 100 1,242 0.00%
156 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 45 1,000 0.00%
157 WOLVERINE TRADING LP /BD 38 467 0.00%
158 CUTLER GROUP LLC / CA 500 0 0.00% Put
159 CUTLER GROUP LLC / CA 500 0 0.00% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.