| # | % | |||||
|---|---|---|---|---|---|---|
| 501 | Loeb Offshore Management LP | 14,900 | 8,000 | 0.00% | Call | |
| 502 | PEOPLES FINANCIAL SERVICES CORP. | 318 | 8,000 | 0.00% | ||
| 503 | SHAPIRO ROBERT N | 295 | 8,000 | 0.00% | ||
| 504 | Cowen Prime Services LLC | 250 | 7,000 | 0.00% | ||
| 505 | Winslow, Evans & Crocker, Inc. | 183 | 4,875 | 0.00% | ||
| 506 | Carroll Financial Associates, Inc. | 146 | 4,000 | 0.00% | ||
| 507 | ENTERPRISE FINANCIAL SERVICES CORP | 135 | 4,000 | 0.00% | ||
| 508 | Hudock, Inc. | 100 | 3,000 | 0.00% | ||
| 509 | Tradewinds Capital Management, LLC | 130 | 3,000 | 0.00% | ||
| 510 | Johnson Financial Group, Inc. | 89 | 2,000 | 0.00% | ||
| 511 | TCI Wealth Advisors, Inc. | 61 | 2,000 | 0.00% | ||
| 512 | Partnervest Advisory Services LLC | 33 | 1,000 | 0.00% | ||
| 513 | Cornerstone Advisors, Inc. | 34 | 1,000 | 0.00% | ||
| 514 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 54 | 1,000 | 0.00% | ||
| 515 | DEUTSCHE BANK AG\ | 1,039 | 0 | 0.00% | Put |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
