Dark
Light
System
Security
HOUGHTON MIFFLIN HARCOURT CO
HOUGHTON MIFFLIN HARCOURT CO. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 97 Institutional holders with a total value of $2,806,200,196.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PRIVATE TRUST CO NA 49 1,000 0.00%
2 BANK OF AMERICA CORP /DE/ 235 5,000 0.00%
3 UBS AG 495 9,000 0.00%
4 BANK OF MONTREAL /CAN/ 520 10,000 0.00%
5 PRELUDE CAPITAL MANAGEMENT, LLC 1,000 19,000 0.00%
6 Global X Management CO LLC 1,149 22,000 0.00%
7 Winslow, Evans & Crocker, Inc. 1,200 22,992 0.00%
8 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 1,601 31,000 0.00%
9 Tower Research Capital LLC (TRC) 1,649 32,000 0.00%
10 CANADA PENSION PLAN INVESTMENT BOARD 1,900 36,000 0.00%
11 US BANCORP \DE\ 4,067 78,000 0.00%
12 DEUTSCHE BANK AG\ 4,665 89,000 0.00%
13 STRS OHIO 6,300 121,000 0.00%
14 SG Americas Securities, LLC 7,676 147,000 0.01%
15 Manchester Capital Management LLC 8,303 159,000 0.01%
16 VIRTUS CAPITAL ADVISERS, LLC 9,301 178,000 0.01%
17 NOMURA HOLDINGS INC 10,189 194,000 0.01%
18 Nine Chapters Capital Management LLC 10,800 207,000 0.01%
19 PRUDENTIAL FINANCIAL INC 11,300 217,000 0.01%
20 Cubist Systematic Strategies, LLC 12,676 243,000 0.01%
21 Passport Capital, LLC 12,716 244,000 0.01%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,900 247,000 0.01% Call
23 CITIGROUP INC 14,784 283,000 0.01%
24 CITADEL ADVISORS LLC 18,535 355,000 0.01%
25 BANQUE PICTET & CIE SA 19,785 379,000 0.01%
26 PRINCIPAL FINANCIAL GROUP INC 20,819 399,000 0.01%
27 BARCLAYS PLC 23,435 445,000 0.02%
28 Q Domestic Advisors, LLC 26,628 510,000 0.02%
29 Virtu KCG Holdings LLC 29,816 571,000 0.02%
30 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 32,462 622,000 0.02%
31 Absolute Return Capital, LLC 37,039 710,000 0.03%
32 Quantbot Technologies LP 40,086 768,000 0.03%
33 ProShare Advisors LLC 52,477 1,005,000 0.04%
34 VOYA INVESTMENT MANAGEMENT LLC 52,981 1,015,000 0.04%
35 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 61,600 1,181,000 0.04%
36 TWO SIGMA INVESTMENTS, LP 61,649 1,181,000 0.04%
37 JANE STREET GROUP, LLC 63,600 1,219,000 0.04%
38 FIRST TRUST ADVISORS LP 68,946 1,321,000 0.05%
39 MANUFACTURERS LIFE INSURANCE COMPANY, THE 69,512 1,332,000 0.05%
40 AMERICAN INTERNATIONAL GROUP, INC. 71,305 1,366,204 0.05%
41 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 75,000 1,437,000 0.05%
42 MILLENNIUM MANAGEMENT LLC 77,700 1,489,000 0.05%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 80,225 1,537,000 0.05%
44 Nationwide Fund Advisors 83,720 1,604,000 0.06%
45 METROPOLITAN LIFE INSURANCE CO/NY 84,587 1,621,000 0.06%
46 PDT Partners, LLC 89,938 1,723,000 0.06%
47 Index Management Solutions, LLC 94,881 1,818,000 0.06%
48 BlackRock Group LTD 106,235 2,035,000 0.07%
49 RUSSELL FRANK CO/ 127,623 2,300,000 0.08%
50 RHUMBLINE ADVISERS 137,518 2,635,000 0.09%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.