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HSBC HLDGS PLC
HSBC HLDGS PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 96 Institutional holders with a total value of $267,479,049.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Oakworth Capital, Inc. 31 1,000 0.00%
2 PROFICIO CAPITAL PARTNERS LLC 30 1,000 0.00%
3 Orion Porfolio Solutions, LLC 115 3,000 0.00%
4 Kistler-Tiffany Companies, LLC 111 3,000 0.00%
5 ROBLE, BELKO & COMPANY, INC 150 4,000 0.00%
6 JFS WEALTH ADVISORS, LLC 400 10,000 0.00%
7 Whitnell & Co. 400 10,000 0.00%
8 Klingman & Associates, LLC 375 10,000 0.00%
9 FIRST MANHATTAN CO. LLC. 418 10,000 0.00%
10 Winslow, Evans & Crocker, Inc. 400 10,244 0.00%
11 Estabrook Capital Management 500 12,805 0.00%
12 BRONFMAN E.L. ROTHSCHILD, L.P. 500 13,000 0.00%
13 Nelson Capital Management, LLC 500 13,000 0.00%
14 Cowen Prime Services LLC 775 20,000 0.01%
15 LBA Wealth Management, LLC 1,000 26,000 0.01%
16 JACKSON, GRANT INVESTMENT ADVISERS, INC. 1,000 26,000 0.01%
17 Endurance Wealth Management, Inc. 1,000 26,000 0.01%
18 WESTPORT RESOURCES MANAGEMENT INC 1,100 28,000 0.01%
19 Creative Planning 1,115 29,000 0.01%
20 Ledyard National Bank 1,500 38,000 0.01%
21 Clean Yield Group 2,000 51,000 0.02%
22 Carroll Financial Associates, Inc. 2,040 52,000 0.02%
23 CENTRAL TRUST Co 2,100 54,000 0.02%
24 Sandy Spring Bank 2,230 57,000 0.02%
25 Community Bank, N.A. 2,400 61,000 0.02%
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,465 63,000 0.02%
27 Mercer Capital Advisers, Inc. 2,500 64,000 0.02%
28 ROYAL BANK OF CANADA 3,200 82,000 0.03%
29 FIFTH THIRD BANCORP 3,700 95,000 0.04%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 3,808 98,000 0.04%
31 Independent Portfolio Consultants, Inc. 3,865 99,000 0.04%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,050 104,000 0.04%
33 DEUTSCHE BANK AG\ 4,473 114,000 0.04%
34 BALDWIN WEALTH PARTNERS LLC/MA 4,650 119,000 0.04%
35 BARCLAYS PLC 5,000 125,000 0.05%
36 IFP ADVISORS, INC 5,093 130,000 0.05%
37 Donald L. Hagan, LLC 5,900 151,000 0.06%
38 ROCKEFELLER FINANCIAL SERVICES INC 7,000 179,000 0.07%
39 INTEGRATED WEALTH MANAGEMENT 7,720 198,000 0.07%
40 D.A. DAVIDSON & CO. 8,000 204,000 0.08%
41 MONARCH CAPITAL MANAGEMENT INC 8,400 213,000 0.08%
42 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 9,000 230,000 0.09%
43 OPPENHEIMER & CO INC 9,036 232,000 0.09%
44 ROOSEVELT INVESTMENT GROUP LLC 9,255 237,000 0.09%
45 SEGALL BRYANT & HAMILL, LLC 9,500 243,000 0.09%
46 DUNCKER STREETT & CO INC 10,054 257,000 0.10%
47 Alpha Cubed Investments, LLC 10,068 258,000 0.10%
48 US BANCORP \DE\ 10,080 258,000 0.10%
49 New England Research & Management, Inc. 10,400 266,000 0.10%
50 LPL Financial LLC 11,952 305,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.