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HSBC HLDGS PLC
HSBC HLDGS PLC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 100 Institutional holders with a total value of $274,823,020.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN NATIONAL BANK & TRUST 38 1,000 0.00%
2 Oakworth Capital, Inc. 31 1,000 0.00%
3 PROFICIO CAPITAL PARTNERS LLC 30 1,000 0.00%
4 Kistler-Tiffany Companies, LLC 111 3,000 0.00%
5 Orion Porfolio Solutions, LLC 115 3,000 0.00%
6 ROBLE, BELKO & COMPANY, INC 150 4,000 0.00%
7 NEXT Financial Group, Inc 200 5,000 0.00% PRN
8 SEVENBRIDGE FINANCIAL GROUP, LLC 191 5,000 0.00%
9 Sandy Spring Bank 230 6,000 0.00%
10 JPMORGAN CHASE & CO 245 6,000 0.00%
11 Whitnell & Co. 400 10,000 0.00%
12 Klingman & Associates, LLC 375 10,000 0.00%
13 FIRST MANHATTAN CO. LLC. 418 10,000 0.00%
14 JFS WEALTH ADVISORS, LLC 400 10,000 0.00%
15 Winslow, Evans & Crocker, Inc. 400 10,376 0.00%
16 Estabrook Capital Management 500 12,970 0.00%
17 Nelson Capital Management, LLC 500 13,000 0.00%
18 BRONFMAN E.L. ROTHSCHILD, L.P. 500 13,000 0.00%
19 Cowen Prime Services LLC 775 20,000 0.01%
20 WOLVERINE TRADING LP /BD 999 25,674 0.01%
21 LBA Wealth Management, LLC 1,000 26,000 0.01%
22 JACKSON, GRANT INVESTMENT ADVISERS, INC. 1,015 26,000 0.01%
23 Endurance Wealth Management, Inc. 1,000 26,000 0.01%
24 WESTPORT RESOURCES MANAGEMENT INC 1,100 29,000 0.01%
25 Creative Planning 1,115 29,000 0.01%
26 Ledyard National Bank 1,500 39,000 0.01%
27 BENJAMIN F. EDWARDS & COMPANY, INC. 1,790 46,000 0.02%
28 Carroll Financial Associates, Inc. 2,040 52,000 0.02%
29 CENTRAL TRUST Co 2,100 55,000 0.02%
30 Community Bank, N.A. 2,400 62,000 0.02%
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,474 64,000 0.02%
32 Mercer Capital Advisers, Inc. 2,500 65,000 0.02%
33 Iowa State Bank 3,800 99,000 0.04%
34 FIFTH THIRD BANCORP 4,000 104,000 0.04%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,050 105,000 0.04%
36 Independent Portfolio Consultants, Inc. 4,435 115,000 0.04%
37 DEUTSCHE BANK AG\ 4,563 118,000 0.04%
38 BALDWIN WEALTH PARTNERS LLC/MA 4,650 121,000 0.04%
39 EDMOND DE ROTHSCHILD HOLDING S.A. 4,881 127,000 0.05%
40 EDMOND DE ROTHSCHILD (SUISSE) S.A. 4,881 127,000 0.05%
41 BARCLAYS PLC 5,000 130,000 0.05%
42 IFP ADVISORS, INC 5,125 133,000 0.05%
43 ROCKEFELLER FINANCIAL SERVICES INC 7,000 182,000 0.07%
44 D.A. DAVIDSON & CO. 8,000 207,000 0.08%
45 MONARCH CAPITAL MANAGEMENT INC 8,400 218,000 0.08%
46 LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA 9,000 233,000 0.08%
47 ROOSEVELT INVESTMENT GROUP LLC 9,255 240,000 0.09%
48 SEGALL BRYANT & HAMILL, LLC 9,500 246,000 0.09%
49 EMERALD ACQUISITION LTD. 10,000 259,000 0.09%
50 DUNCKER STREETT & CO INC 10,054 261,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.