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IMPERIAL HLDGS INC
IMPERIAL HLDGS INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 50 Institutional holders with a total value of $86,200,911.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CITIGROUP INC 44 0 0.00%
2 Tower Research Capital LLC (TRC) 165 1,000 0.00%
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,420 8,000 0.01%
4 Nationwide Fund Advisors 2,976 17,000 0.02%
5 BlackRock Investment Management, LLC 3,310 19,000 0.02%
6 BLACKROCK ADVISORS LLC 5,857 34,000 0.04%
7 Brandywine Global Investment Management, LLC 7,230 42,000 0.05%
8 UBS Group AG 9,364 54,000 0.06%
9 Invesco Ltd. 10,562 61,000 0.07%
10 DEUTSCHE BANK AG\ 12,039 69,000 0.08%
11 STATE STREET CORP 13,397 77,000 0.09%
12 BlackRock Institutional Trust Company, N.A. 16,986 98,000 0.11%
13 GSA CAPITAL PARTNERS LLP 17,288 100,000 0.12%
14 GUYASUTA INVESTMENT ADVISORS INC 17,800 103,000 0.12%
15 PNC FINANCIAL SERVICES GROUP, INC. 18,491 107,000 0.12%
16 TFS CAPITAL LLC 20,442 118,000 0.14%
17 PARAMETRIC PORTFOLIO ASSOCIATES LLC 21,787 126,000 0.15%
18 GOLDMAN SACHS GROUP INC 21,946 127,000 0.15%
19 DEERE & CO 23,926 139,000 0.16%
20 RENAISSANCE TECHNOLOGIES LLC 25,000 145,000 0.17%
21 ROYAL BANK OF CANADA 25,652 149,000 0.17%
22 MORGAN STANLEY 27,157 157,000 0.18%
23 Bank of New York Mellon Corp 32,457 188,000 0.22%
24 NORTHERN TRUST CORP 34,956 202,000 0.23%
25 LSV ASSET MANAGEMENT 56,724 328,000 0.38%
26 BlackRock Fund Advisors 56,784 329,000 0.38%
27 ALPINE WOODS CAPITAL INVESTORS, LLC 64,141 371,000 0.43%
28 RUSSELL FRANK CO/ 64,293 372,000 0.43%
29 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 68,226 395,000 0.46%
30 Kazazian Asset Management, LLC 75,245 436,000 0.51%
31 GEODE CAPITAL MANAGEMENT, LLC 82,555 477,000 0.55%
32 JBF Capital, Inc. 95,125 551,000 0.64%
33 Catalyst Capital Advisors LLC 118,750 688,000 0.80%
34 NORDEA INVESTMENT MANAGEMENT AB 131,100 759,000 0.88%
35 ClariVest Asset Management LLC 131,100 759,000 0.88%
36 PYRRHO CAPITAL MANAGEMENT, LP 176,000 1,019,000 1.18%
37 DIMENSIONAL FUND ADVISORS LP 211,393 1,224,000 1.42%
38 Ancora Advisors LLC 269,375 1,560,000 1.81%
39 Talkot Capital, LLC 323,397 1,872,000 2.17%
40 MAD RIVER INVESTORS 347,723 2,013,000 2.34%
41 KNIGHTSBRIDGE ASSET MANAGEMENT, LLC 516,487 2,990,000 3.47%
42 VANGUARD GROUP INC 756,852 4,383,000 5.08%
43 Candlewood Investment Group, LP 821,243 4,755,000 5.52%
44 KEANE CAPITAL MANAGEMENT INC 855,425 4,952,911 5.75%
45 WELLINGTON MANAGEMENT GROUP LLP 896,487 5,191,000 6.02%
46 DISCOVERY CAPITAL MANAGEMENT, LLC / CT 933,065 5,402,000 6.27%
47 NS Advisors, LLC 1,224,083 7,087,000 8.22%
48 Nantahala Capital Management, LLC 1,931,823 11,185,000 12.98%
49 Indaba Capital Management, L.P. 2,117,476 12,260,000 14.22%
50 Horizon Kinetics LLC 2,193,589 12,701,000 14.73%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.