Dark
Light
System
Security
INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 24 Institutional holders with a total value of $113,261,684.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NEXT Financial Group, Inc 200 5,000 0.00%
3 MSI Financial Services Inc 360 9,000 0.01%
4 Concert Wealth Management Inc. 600 16,000 0.01%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 850 22,000 0.02%
6 ROYAL BANK OF CANADA 6,410 167,000 0.15%
7 SG Americas Securities, LLC 7,037 183,000 0.16%
8 Virtu KCG Holdings LLC 8,910 231,000 0.20%
9 AMERIPRISE FINANCIAL INC 11,719 304,000 0.27%
10 IMA Advisory Services, Inc. 11,697 304,000 0.27%
11 ENVESTNET ASSET MANAGEMENT INC 11,994 312,000 0.28%
12 ADVISOR GROUP, INC. 15,187 395,000 0.35%
13 CYPRESS WEALTH ADVISORS LLC 18,871 490,000 0.43%
14 SNOWDEN CAPITAL ADVISORS LLC 23,198 602,684 0.53%
15 CITADEL ADVISORS LLC 24,329 632,000 0.56%
16 LPL Financial LLC 24,972 635,000 0.56%
17 OLD MISSION CAPITAL LLC 38,375 997,000 0.88%
18 JANE STREET GROUP, LLC 42,635 1,108,000 0.98%
19 BANK OF AMERICA CORP /DE/ 111,729 2,903,000 2.56%
20 WELLS FARGO & COMPANY/MN 119,283 3,099,000 2.74%
21 MORGAN STANLEY 280,910 7,298,000 6.44%
22 LGT CAPITAL PARTNERS LTD. 500,000 12,990,000 11.47%
23 Vigilant Capital Management, LLC 546,152 14,189,000 12.53%
24 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 2,554,644 66,370,000 58.60%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.