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UNITED TECHNOLOGIES CORP
UNITED TECHNOLOGIES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 1,530 Institutional holders with a total value of $67,348,331,533.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Allworth Financial LP 390 40,000 0.00%
52 Cordasco Financial Network 400 41,000 0.00%
53 RPG FAMILY WEALTH ADVISORY, LLC 427 43,383 0.00%
54 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 444 45,000 0.00%
55 WELLS FARGO & COMPANY/MN 129,000 46,000 0.00% Call
56 BLACKHILL CAPITAL INC 525 53,000 0.00%
57 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 539 54,000 0.00%
58 Focused Wealth Management, Inc 615 62,000 0.00%
59 Gemmer Asset Management LLC 640 65,000 0.00%
60 EDMOND DE ROTHSCHILD (EUROPE) 640 65,000 0.00%
61 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 642 65,000 0.00%
62 Smith Affiliated Capital Corp. 688 69,901 0.00% PRN
63 1832 Asset Management L.P. 688 70,000 0.00%
64 TLP GROUP LLC 694 71,000 0.00%
65 ASSET PLANNING SERVICES, LTD. 705 72,000 0.00%
66 SONORA INVESTMENT MANAGEMENT, LLC 720 73,116 0.00%
67 RISK PARADIGM GROUP, LLC 796 80,873 0.00%
68 AMERICAN NATIONAL BANK & TRUST 800 81,000 0.00%
69 Lenox Wealth Management, Inc. 794 81,000 0.00%
70 INGALLS & SNYDER LLC 800 81,000 0.00% Call
71 TAYLOR WEALTH MANAGEMENT PARTNERS 800 81,000 0.00%
72 NCM CAPITAL MANAGEMENT GROUP INC 800 81,000 0.00%
73 Barnett & Company, Inc. 810 82,000 0.00%
74 BALENTINE LLC 824 84,000 0.00%
75 AMERICAFIRST CAPITAL MANAGEMENT, LLC 855 86,868 0.00%
76 Riggs Asset Managment Co. Inc. 874 89,000 0.00%
77 MCF Advisors LLC 888 90,000 0.00%
78 Argentus Capital Management, LLC 891 91,000 0.00%
79 PROFICIO CAPITAL PARTNERS LLC 899 91,000 0.00%
80 MYCIO WEALTH PARTNERS, LLC 914 93,000 0.00%
81 Winfield Associates, Inc. 916 93,000 0.00%
82 Jolley Asset Management, LLC 972 99,000 0.00%
83 JFS WEALTH ADVISORS, LLC 996 101,000 0.00%
84 Tortoise Investment Management, LLC 1,004 102,000 0.00%
85 DEUTSCHE BANK AG\ 1,062 107,000 0.00% Call
86 Alexandria Capital, LLC 1,069 108,000 0.00%
87 Thomas J. Herzfeld Advisors, Inc. 1,075 109,000 0.00%
88 THOMPSON DAVIS & CO., INC. 1,093 111,000 0.00%
89 VERSANT CAPITAL MANAGEMENT, INC 1,118 113,000 0.00%
90 THOMPSON SIEGEL & WALMSLEY LLC 1,130 115,000 0.00%
91 PENSERRA CAPITAL MANAGEMENT LLC 1,150 116,000 0.00%
92 Burt Wealth Advisors 1,189 120,000 0.00%
93 ROWLANDMILLER & PARTNERS.ADV 1,203 122,285 0.00%
94 INTEGRATED INVESTMENT CONSULTANTS, LLC 1,240 124,000 0.00%
95 Parasol Investment Management, LLC 1,223 124,000 0.00%
96 FIRST NATIONAL BANK SIOUX FALLS 1,250 127,000 0.00%
97 Highlander Capital Management, LLC 1,262 128,000 0.00%
98 FCM INVESTMENTS/TX 1,300 132,000 0.00%
99 ALPHA OMEGA WEALTH MANAGEMENT LLC 1,306 133,000 0.00%
100 CENTRAL BANK & TRUST CO 1,318 134,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.