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UNITED TECHNOLOGIES CORP
UNITED TECHNOLOGIES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 1,530 Institutional holders with a total value of $67,348,331,533.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 SeaBridge Investment Advisors LLC 1,338 136,000 0.00%
102 WEALTHPLAN PARTNERS, LLC 1,341 136,011 0.00%
103 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,351 137,000 0.00%
104 ORRSTOWN FINANCIAL SERVICES INC 1,346 137,000 0.00%
105 CT Financial Advisors LLC 1,368 138,989 0.00%
106 HOERTKORN RICHARD CHARLES 1,365 139,000 0.00%
107 BRUDERMAN ASSET MANAGEMENT, LLC 1,369 139,000 0.00%
108 ARROWGRASS CAPITAL PARTNERS (US) LP 14 142,000 0.00% Call
109 INVICTUS RG 1,570 160,000 0.00%
110 Hanson & Doremus Investment Management 1,583 161,000 0.00%
111 CWM, LLC 1,666 169,000 0.00%
112 COCONUT GROVE BANK 1,680 170,000 0.00%
113 SHARKEY, HOWES & JAVER 1,700 173,000 0.00%
114 Van Hulzen Asset Management, LLC 1,720 175,000 0.00%
115 Archford Capital Strategies, LLC 1,735 176,000 0.00%
116 JACOBI CAPITAL MANAGEMENT LLC 1,795 182,000 0.00%
117 SPIRIT OF AMERICA MANAGEMENT CORP/NY 1,800 183,000 0.00%
118 MV CAPITAL MANAGEMENT, INC. 1,853 188,000 0.00%
119 Cornerstone Advisors, Inc. 1,895 193,000 0.00%
120 JACKSON, GRANT INVESTMENT ADVISERS, INC. 1,912 194,000 0.00%
121 FDO PARTNERS, LLC 1,966 200,000 0.00%
122 SUN LIFE FINANCIAL INC 1,976 201,000 0.00%
123 Mathes Company, Inc. 1,980 201,000 0.00%
124 Paragon Capital Management LLC 2,000 203,000 0.00%
125 GARRISON BRADFORD & ASSOCIATES INC 2,000 203,000 0.00%
126 LOEB PARTNERS CORP 2,000 203,000 0.00%
127 GREYSTONE INVESTMENT MANAGEMENT LLC 2,012 204,000 0.00%
128 1834 INVESTMENT ADVISORS CO 2,020 205,000 0.00%
129 Schooner Investment Group, LLC. 2,000 205,000 0.00%
130 Vigilant Capital Management, LLC 2,032 206,000 0.00%
131 B & T Capital Management DBA Alpha Capital Management 2,042 207,000 0.00%
132 Capital Analysts, LLC 2,062 209,574 0.00%
133 TRUST DEPARTMENT MB FINANCIAL BANK N A 2,079 211,000 0.00%
134 COUNTRY TRUST BANK 2,080 211,000 0.00%
135 Cannell & Spears LLC 2,079 211,000 0.00%
136 Alpine Global Management, LLC 2,073 211,000 0.00%
137 BALASA DINVERNO & FOLTZ LLC 2,085 212,000 0.00%
138 SOUTH TEXAS MONEY MANAGEMENT LTD 2,103 214,000 0.00%
139 KWMG, LLC 2,117 215,000 0.00%
140 BADGLEY PHELPS & BELL INC 2,119 215,000 0.00%
141 Cable Hill Partners, LLC 2,116 216,000 0.00%
142 DELTA ASSET MANAGEMENT LLC/TN 2,144 218,000 0.00%
143 CIM, LLC 2,163 220,000 0.00%
144 Bison Wealth, LLC 2,163 220,000 0.00%
145 Ancora Advisors LLC 2,189 222,000 0.00%
146 Dana Investment Advisors, Inc. 2,189 222,000 0.00%
147 SVA Wealth Management, LLC 2,198 223,000 0.00%
148 Simplicity Solutions, LLC 2,193 223,000 0.00%
149 HighTower Trust Company, N.A. 2,191 223,000 0.00%
150 King Wealth Management Group 2,203 224,000 0.00%
Page 3 of 31

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.