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UNITED TECHNOLOGIES CORP
UNITED TECHNOLOGIES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 1,530 Institutional holders with a total value of $67,348,331,533.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1451 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 1,369,598 139,151,000 0.21%
1452 PRIMECAP MANAGEMENT CO/CA/ 1,407,300 142,982,000 0.21%
1453 PRINCIPAL FINANCIAL GROUP INC 1,435,263 145,823,000 0.22%
1454 Vulcan Value Partners, LLC 1,448,171 147,134,000 0.22%
1455 Grantham, Mayo, Van Otterloo & Co. LLC 1,454,298 147,757,000 0.22%
1456 Mizuho Trust & Banking Co., Ltd. 1,467,878 149,136,000 0.22%
1457 LORD, ABBETT & CO. LLC 1,485,100 150,886,000 0.22%
1458 BlackRock Finance, Inc. 1,573,089 159,826,000 0.24%
1459 Clearbridge Investments, LLC 1,573,507 159,868,000 0.24%
1460 ROYAL BANK OF CANADA 1,574,411 159,961,000 0.24%
1461 TD ASSET MANAGEMENT INC 1,610,597 163,637,000 0.24%
1462 EMERALD ACQUISITION LTD. 1,626,693 165,260,000 0.25%
1463 PRUDENTIAL PLC 1,630,040 165,612,000 0.25%
1464 FAYEZ SAROFIM & CO 1,630,861 165,887,000 0.25%
1465 TIAA CREF INVESTMENT MANAGEMENT LLC 1,653,108 167,956,000 0.25%
1466 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,655,089 168,157,000 0.25%
1467 Mitsubishi UFJ Trust & Banking Corp 1,656,244 168,274,000 0.25%
1468 BlackRock Investment Management, LLC 1,663,165 168,978,000 0.25%
1469 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 1,709,029 173,637,000 0.26%
1470 INSTITUTIONAL CAPITAL LLC 1,719,892 174,741,000 0.26%
1471 CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 1,790,700 181,935,000 0.27%
1472 AMERICAN CENTURY COMPANIES INC 1,902,962 193,341,000 0.29%
1473 FLOSSBACH VON STORCH SE 1,949,200 198,039,000 0.29%
1474 OppenheimerFunds, Inc. 2,007,820 203,994,000 0.30%
1475 Capital International Investors 2,027,611 206,005,000 0.31%
1476 THOMASPARTNERS, INC. 2,049,738 208,253,000 0.31%
1477 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 2,063,725 209,675,000 0.31%
1478 Meritage Group LP 2,168,944 220,365,000 0.33%
1479 Swiss National Bank 2,202,721 223,796,000 0.33%
1480 Fiera Capital Corp 2,212,568 224,797,000 0.33%
1481 Artisan Partners Limited Partnership 2,224,338 225,993,000 0.34%
1482 NEW YORK STATE COMMON RETIREMENT FUND 2,331,020 236,832,000 0.35%
1483 CREDIT SUISSE AG/ 2,352,031 238,966,000 0.35%
1484 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 2,369,153 240,706,000 0.36%
1485 APG Asset Management N.V. 2,376,767 241,480,000 0.36%
1486 DIMENSIONAL FUND ADVISORS LP 2,552,807 259,358,000 0.39%
1487 Sumitomo Mitsui Trust Group, Inc. 2,586,550 262,793,000 0.39%
1488 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 2,595,456 263,698,000 0.39%
1489 D. E. Shaw & Co., Inc. 3,201,933 325,316,000 0.48%
1490 JENSEN INVESTMENT MANAGEMENT INC 3,241,441 329,330,000 0.49%
1491 Allianz Asset Management GmbH 3,321,755 337,198,000 0.50%
1492 AMERIPRISE FINANCIAL INC 3,373,163 342,728,000 0.51%
1493 PNC FINANCIAL SERVICES GROUP, INC. 3,425,281 348,009,000 0.52%
1494 Burgundy Asset Management Ltd. 3,478,696 353,436,000 0.52%
1495 DIAMOND HILL CAPITAL MANAGEMENT INC 3,545,837 360,257,000 0.53%
1496 GOLDMAN SACHS GROUP INC 3,558,051 361,499,000 0.54%
1497 Legal & General Group Plc 3,584,300 364,154,000 0.54%
1498 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,690,145 374,918,000 0.56%
1499 LAZARD ASSET MANAGEMENT LLC 4,283,513 435,204,000 0.65%
1500 Invesco Ltd. 4,646,846 472,120,000 0.70%
Page 30 of 31

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.