Dark
Light
System
Security
UNITED TECHNOLOGIES CORP
UNITED TECHNOLOGIES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 1,530 Institutional holders with a total value of $67,348,331,533.
#
Manager Name
Shares
Value ($)
%
Options
Notes
351 IFC Holdings Incorporated/FL 5,145 518,000 0.00%
352 CIBC BANK USA 5,118 520,000 0.00%
353 JLB & ASSOCIATES INC 5,157 523,000 0.00%
354 Shinko Asset Management Co., Ltd. 5,154 524,000 0.00%
355 CAPITAL MANAGEMENT CORP /VA 5,173 526,000 0.00%
356 Parkside Financial Bank & Trust 5,178 526,000 0.00%
357 SOL Capital Management CO 5,206 529,000 0.00%
358 Prospera Financial Services Inc 5,216 530,000 0.00%
359 Buffington Mohr McNeal 5,278 536,000 0.00%
360 Blue Chip Partners, LLC 5,302 539,000 0.00%
361 West Coast Financial LLC 5,359 544,000 0.00%
362 BRR OpCo, LLC 5,355 544,000 0.00%
363 Bellecapital International Ltd. 5,547 549,000 0.00%
364 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 5,400 549,000 0.00%
365 Atria Investments, Inc 5,415 550,000 0.00%
366 Freestone Capital Holdings, LLC 5,415 550,000 0.00%
367 BAKER BOYER NATIONAL BANK 5,445 553,000 0.00%
368 West Oak Capital, LLC 5,487 557,479 0.00%
369 IMS Capital Management 5,504 559,000 0.00%
370 STRALEM & CO INC 5,500 559,000 0.00%
371 BRAUN STACEY ASSOCIATES INC 5,500 559,000 0.00%
372 INVESTMENT CENTERS OF AMERICA INC 5,543 559,000 0.00%
373 FIC CAPITAL INC 5,519 561,000 0.00%
374 Brown Advisory Securities, LLC 5,581 566,000 0.00%
375 GRIMES & Co WEALTH MANAGEMENT, LLC 5,615 570,000 0.00%
376 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 5,639 573,000 0.00%
377 PREMIER ASSET MANAGEMENT LLC 5,650 574,000 0.00%
378 First Horizon Advisors, Inc. 5,695 577,000 0.00%
379 CIM INVESTMENT MANAGEMENT INC 5,683 577,000 0.00%
380 Aviance Capital Partners, LLC 5,690 578,000 0.00%
381 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 5,700 579,000 0.00%
382 FAIRFIELD, BUSH & CO. 5,705 580,000 0.00%
383 MEMBERS TRUST CO 5,714 581,000 0.00%
384 HEFTY WEALTH PARTNERS 5,721 581,000 0.00%
385 HBK Sorce Advisory LLC 5,734 583,000 0.00%
386 TELEMUS CAPITAL, LLC 5,759 585,000 0.00%
387 VENTURI WEALTH MANAGEMENT, LLC 5,763 586,000 0.00%
388 BAYESIAN CAPITAL MANAGEMENT, LP 5,818 591,000 0.00%
389 ASSET DEDICATION, LLC 5,911 593,000 0.00%
390 Janney Capital Management LLC 5,857 595,000 0.00%
391 Palo Capital, Inc. 5,858 595,000 0.00% SH
392 Blue Fin Capital, Inc. 5,895 599,000 0.00%
393 WESTWOOD HOLDINGS GROUP INC 5,900 599,000 0.00%
394 RNC CAPITAL MANAGEMENT LLC 5,918 601,000 0.00%
395 HALSEY ASSOCIATES INC/CT 5,937 603,000 0.00%
396 SYSTEMATIC FINANCIAL MANAGEMENT LP 6,000 610,000 0.00%
397 New Jersey Better Educational Savings Trust 6,000 610,000 0.00%
398 WHITE PINE CAPITAL LLC 6,010 611,000 0.00%
399 BURKE & HERBERT BANK & TRUST CO 6,077 618,000 0.00%
400 WIMMER ASSOCIATES 1, LLC 6,113 621,000 0.00%
Page 8 of 31

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.