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UNITED TECHNOLOGIES CORP
UNITED TECHNOLOGIES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 1,530 Institutional holders with a total value of $67,348,331,533.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STATE STREET CORP 82,765,832 8,409,016,000 12.49%
2 VANGUARD GROUP INC 53,076,682 5,392,592,000 8.01%
3 FMR LLC 22,833,287 2,319,862,000 3.44%
4 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 20,965,854 2,130,132,000 3.16%
5 BlackRock Institutional Trust Company, N.A. 20,116,662 2,043,853,000 3.03%
6 BARROW HANLEY MEWHINNEY & STRAUSS LLC 14,676,652 1,491,148,000 2.21%
7 FRANKLIN RESOURCES INC 13,966,136 1,418,959,000 2.11%
8 Bank of New York Mellon Corp 12,751,221 1,295,526,000 1.92%
9 BANK OF AMERICA CORP /DE/ 12,303,897 1,250,075,000 1.86%
10 WELLINGTON MANAGEMENT GROUP LLP 12,277,288 1,247,374,000 1.85%
11 MORGAN STANLEY 10,522,161 1,069,052,000 1.59%
12 BlackRock Fund Advisors 9,943,009 1,010,210,000 1.50%
13 NORTHERN TRUST CORP 9,910,133 1,006,870,000 1.50%
14 WELLS FARGO & COMPANY/MN 9,547,319 970,007,000 1.44%
15 DAVIS SELECTED ADVISERS 8,898,906 904,129,000 1.34%
16 Fisher Asset Management, LLC 8,317,013 845,009,000 1.25%
17 UBS Group AG 8,087,708 821,711,000 1.22%
18 Capital Research Global Investors 8,063,051 819,206,000 1.22%
19 ALLIANCEBERNSTEIN L.P. 7,921,349 804,809,000 1.19%
20 Evercore Trust Company, N.A. 7,738,587 786,240,000 1.17%
21 NORGES BANK 6,967,307 676,101,000 1.00%
22 GEODE CAPITAL MANAGEMENT, LLC 6,648,694 674,419,000 1.00%
23 SOUTHEASTERN ASSET MANAGEMENT INC/TN/ 6,605,406 671,109,000 1.00%
24 First Pacific Advisors, LP 6,493,336 659,723,000 0.98%
25 PRICE T ROWE ASSOCIATES INC /MD/ 6,227,199 632,683,000 0.94%
26 JPMORGAN CHASE & CO 6,205,940 630,521,000 0.94%
27 BlackRock Group LTD 6,145,791 624,411,000 0.93%
28 Boston Partners 5,281,056 536,555,000 0.80%
29 DEUTSCHE BANK AG\ 5,243,409 532,722,000 0.79%
30 EATON VANCE MANAGEMENT 4,675,462 475,027,000 0.71%
31 Invesco Ltd. 4,646,846 472,120,000 0.70%
32 LAZARD ASSET MANAGEMENT LLC 4,283,513 435,204,000 0.65%
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,690,145 374,918,000 0.56%
34 Legal & General Group Plc 3,584,300 364,154,000 0.54%
35 GOLDMAN SACHS GROUP INC 3,558,051 361,499,000 0.54%
36 DIAMOND HILL CAPITAL MANAGEMENT INC 3,545,837 360,257,000 0.53%
37 Burgundy Asset Management Ltd. 3,478,696 353,436,000 0.52%
38 PNC FINANCIAL SERVICES GROUP, INC. 3,425,281 348,009,000 0.52%
39 AMERIPRISE FINANCIAL INC 3,373,163 342,728,000 0.51%
40 Allianz Asset Management GmbH 3,321,755 337,198,000 0.50%
41 JENSEN INVESTMENT MANAGEMENT INC 3,241,441 329,330,000 0.49%
42 D. E. Shaw & Co., Inc. 3,201,933 325,316,000 0.48%
43 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 2,595,456 263,698,000 0.39%
44 Sumitomo Mitsui Trust Group, Inc. 2,586,550 262,793,000 0.39%
45 DIMENSIONAL FUND ADVISORS LP 2,552,807 259,358,000 0.39%
46 APG Asset Management N.V. 2,376,767 241,480,000 0.36%
47 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 2,369,153 240,706,000 0.36%
48 CREDIT SUISSE AG/ 2,352,031 238,966,000 0.35%
49 NEW YORK STATE COMMON RETIREMENT FUND 2,331,020 236,832,000 0.35%
50 Artisan Partners Limited Partnership 2,224,338 225,993,000 0.34%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.