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UNITED TECHNOLOGIES CORP
UNITED TECHNOLOGIES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 1,530 Institutional holders with a total value of $67,348,331,533.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1301 Aspen Investment Management Inc 3,060 311,000 0.00%
1302 LVM CAPITAL MANAGEMENT LTD/MI 2,650 306,000 0.00%
1303 CHATHAM CAPITAL GROUP, INC. 2,985 303,000 0.00%
1304 Rothschild & Co Wealth Management UK Ltd 2,986 303,000 0.00%
1305 Gerstein Fisher 2,969 302,000 0.00%
1306 LVW Advisors, LLC 2,972 302,000 0.00%
1307 WHEATLAND ADVISORS INC 2,950 300,000 0.00%
1308 Farmers National Bank 2,951 300,000 0.00%
1309 BALYASNY ASSET MANAGEMENT L.P. 2,944 299,000 0.00%
1310 Norman Fields, Gottscho Capital Management, LLC 2,940 299,000 0.00%
1311 CORNERSTONE ADVISORY, LLC 2,933 298,000 0.00%
1312 SHUFRO ROSE & CO LLC 2,925 297,000 0.00%
1313 GUARDIAN LIFE INSURANCE CO OF AMERICA 2,917 296,000 0.00%
1314 Cerity Partners OCIO LLC 2,909 296,000 0.00%
1315 BAR HARBOR TRUST SERVICES 2,905 295,000 0.00%
1316 Wellington Shields & Co., LLC 2,850 290,000 0.00%
1317 Modera Wealth Management, LLC 2,780 282,000 0.00%
1318 HIGH POINT BANK & TRUST CO 2,748 279,000 0.00%
1319 Altavista Wealth Management, Inc. 2,749 279,000 0.00%
1320 PEAK6 Group LLC 2,733 278,000 0.00%
1321 Silver Lake Advisory, LLC 2,730 277,000 0.00%
1322 KELLY LAWRENCE W & ASSOCIATES INC/CA 2,720 276,000 0.00%
1323 NWAM LLC 2,717 276,000 0.00%
1324 AVITY INVESTMENT MANAGEMENT INC. 2,762 276,000 0.00% SH
1325 Meristem Family Wealth, LLC 2,719 276,000 0.00%
1326 SALEM CAPITAL MANAGEMENT INC 2,705 275,000 0.00%
1327 Regal Investment Advisors LLC 2,706 275,000 0.00%
1328 CAPITAL GUARDIAN TRUST CO 2,709 275,000 0.00%
1329 VNBTrust, National Association 2,697 274,000 0.00%
1330 NUVEEN ASSET MANAGEMENT INC. 2,697 274,000 0.00%
1331 Community Financial Services Group, LLC 2,677 272,000 0.00%
1332 Town & Country Bank & Trust CO dba First Bankers Trust CO 2,665 271,000 0.00%
1333 PARTHENON LLC 2,648 269,000 0.00%
1334 PACIFIC GLOBAL INVESTMENT MANAGEMENT CO 2,646 269,000 0.00%
1335 BKS ADVISORS, LLC 2,628 267,000 0.00%
1336 Dynamic Capital Management Ltd 2,614 266,000 0.00%
1337 Reilly Herbert Faulkner III 2,622 266,000 0.00%
1338 ASSETMARK, INC 2,612 265,000 0.00%
1339 Legacy Private Trust Co. 2,600 264,000 0.00%
1340 VALLEY NATIONAL ADVISERS INC 2,583 262,000 0.00%
1341 ELEFANTE MARK B 2,580 262,000 0.00%
1342 BOURGEON CAPITAL MANAGEMENT LLC 2,536 258,000 0.00%
1343 Westend Capital Management, LLC 2,525 257,000 0.00%
1344 KRILOGY FINANCIAL LLC 2,528 257,000 0.00%
1345 ALTFEST L J & CO INC 2,521 256,000 0.00%
1346 TCI Wealth Advisors, Inc. 2,512 255,000 0.00%
1347 MIDWEST INVESTMENT MANAGEMENT LLC 2,515 255,000 0.00%
1348 GUARDIAN CAPITAL LP 2,504 254,000 0.00%
1349 QUADRANT CAPITAL GROUP LLC 2,593 254,000 0.00%
1350 RBF Capital, LLC 2,500 254,000 0.00%
Page 27 of 31

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.