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UNITED TECHNOLOGIES CORP
UNITED TECHNOLOGIES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 1,530 Institutional holders with a total value of $67,348,331,533.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1401 Vigilant Capital Management, LLC 2,032 206,000 0.00%
1402 Schooner Investment Group, LLC. 2,000 205,000 0.00%
1403 1834 INVESTMENT ADVISORS CO 2,020 205,000 0.00%
1404 GREYSTONE INVESTMENT MANAGEMENT LLC 2,012 204,000 0.00%
1405 LOEB PARTNERS CORP 2,000 203,000 0.00%
1406 Paragon Capital Management LLC 2,000 203,000 0.00%
1407 GARRISON BRADFORD & ASSOCIATES INC 2,000 203,000 0.00%
1408 SUN LIFE FINANCIAL INC 1,976 201,000 0.00%
1409 Mathes Company, Inc. 1,980 201,000 0.00%
1410 FDO PARTNERS, LLC 1,966 200,000 0.00%
1411 JACKSON, GRANT INVESTMENT ADVISERS, INC. 1,912 194,000 0.00%
1412 Cornerstone Advisors, Inc. 1,895 193,000 0.00%
1413 MV CAPITAL MANAGEMENT, INC. 1,853 188,000 0.00%
1414 SPIRIT OF AMERICA MANAGEMENT CORP/NY 1,800 183,000 0.00%
1415 JACOBI CAPITAL MANAGEMENT LLC 1,795 182,000 0.00%
1416 Archford Capital Strategies, LLC 1,735 176,000 0.00%
1417 Van Hulzen Asset Management, LLC 1,720 175,000 0.00%
1418 SHARKEY, HOWES & JAVER 1,700 173,000 0.00%
1419 COCONUT GROVE BANK 1,680 170,000 0.00%
1420 CWM, LLC 1,666 169,000 0.00%
1421 Hanson & Doremus Investment Management 1,583 161,000 0.00%
1422 INVICTUS RG 1,570 160,000 0.00%
1423 ARROWGRASS CAPITAL PARTNERS (US) LP 14 142,000 0.00% Call
1424 BRUDERMAN ASSET MANAGEMENT, LLC 1,369 139,000 0.00%
1425 HOERTKORN RICHARD CHARLES 1,365 139,000 0.00%
1426 CT Financial Advisors LLC 1,368 138,989 0.00%
1427 ORRSTOWN FINANCIAL SERVICES INC 1,346 137,000 0.00%
1428 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,351 137,000 0.00%
1429 WEALTHPLAN PARTNERS, LLC 1,341 136,011 0.00%
1430 SeaBridge Investment Advisors LLC 1,338 136,000 0.00%
1431 CENTRAL BANK & TRUST CO 1,318 134,000 0.00%
1432 ALPHA OMEGA WEALTH MANAGEMENT LLC 1,306 133,000 0.00%
1433 FCM INVESTMENTS/TX 1,300 132,000 0.00%
1434 Highlander Capital Management, LLC 1,262 128,000 0.00%
1435 FIRST NATIONAL BANK SIOUX FALLS 1,250 127,000 0.00%
1436 Parasol Investment Management, LLC 1,223 124,000 0.00%
1437 INTEGRATED INVESTMENT CONSULTANTS, LLC 1,240 124,000 0.00%
1438 ROWLANDMILLER & PARTNERS.ADV 1,203 122,285 0.00%
1439 Burt Wealth Advisors 1,189 120,000 0.00%
1440 PENSERRA CAPITAL MANAGEMENT LLC 1,150 116,000 0.00%
1441 THOMPSON SIEGEL & WALMSLEY LLC 1,130 115,000 0.00%
1442 VERSANT CAPITAL MANAGEMENT, INC 1,118 113,000 0.00%
1443 THOMPSON DAVIS & CO., INC. 1,093 111,000 0.00%
1444 Thomas J. Herzfeld Advisors, Inc. 1,075 109,000 0.00%
1445 Alexandria Capital, LLC 1,069 108,000 0.00%
1446 DEUTSCHE BANK AG\ 1,062 107,000 0.00% Call
1447 Tortoise Investment Management, LLC 1,004 102,000 0.00%
1448 JFS WEALTH ADVISORS, LLC 996 101,000 0.00%
1449 Jolley Asset Management, LLC 972 99,000 0.00%
1450 Winfield Associates, Inc. 916 93,000 0.00%
Page 29 of 31

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.