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UNITED TECHNOLOGIES CORP
UNITED TECHNOLOGIES CORP. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 85 Institutional holders with a total value of $1,100,600,683.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 BlackRock Investment Management, LLC 59,245 3,489,000 0.32%
52 Epoch Investment Partners, Inc. 63,384 3,733,000 0.34%
53 Calamos Wealth Management LLC 66,674 3,926,000 0.36%
54 WELLS FARGO & COMPANY/MN 67,446 3,971,000 0.36%
55 JUPITER ASSET MANAGEMENT LTD 69,000 4,065,000 0.37%
56 AEGON USA Investment Management, LLC 80,000 4,711,000 0.43%
57 DINSMORE CAPITAL MANAGEMENT CO/NJ 80,000 4,714,000 0.43%
58 MACKENZIE FINANCIAL CORP 83,235 4,902,000 0.45%
59 VAN ECK ASSOCIATES CORP 93,804 5,524,000 0.50%
60 CI Global Investments Inc. 120,000 7,067,000 0.64%
61 MANAGED ACCOUNT ADVISORS LLC 128,065 7,542,000 0.69%
62 BANK OF AMERICA CORP /DE/ 128,285 7,555,000 0.69%
63 MORGAN STANLEY 152,721 8,992,000 0.82%
64 GOLDMAN SACHS GROUP INC 155,401 9,152,000 0.83%
65 FMR LLC 175,400 10,329,000 0.94%
66 BlackRock Group LTD 185,741 10,938,000 0.99%
67 PALISADE CAPITAL MANAGEMENT, LP 10,700 12,896,000 1.17%
68 JPMORGAN CHASE & CO 248,923 14,659,000 1.33%
69 JANUS HENDERSON INVESTORS US LLC 264,550 15,579,000 1.42%
70 MACKAY SHIELDS LLC 275,580 16,229,000 1.47%
71 GUARDIAN LIFE INSURANCE CO OF AMERICA 300,000 17,667,000 1.61%
72 Invesco Ltd. 332,900 19,604,000 1.78%
73 Bank of New York Mellon Corp 493,793 29,080,000 2.64%
74 FEDERATED HERMES, INC. 505,639 29,777,000 2.71%
75 VICTORY CAPITAL MANAGEMENT INC 508,467 29,945,000 2.72%
76 PUTNAM INVESTMENTS LLC 501,839 30,287,000 2.75%
77 AMERIPRISE FINANCIAL INC 545,401 32,120,000 2.92%
78 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 726,807 42,801,000 3.89%
79 LORD, ABBETT & CO. LLC 805,565 47,440,000 4.31%
80 FRANKLIN RESOURCES INC 892,125 52,537,000 4.77%
81 BLACKROCK ADVISORS LLC 928,033 54,652,000 4.97%
82 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,051,090 61,899,000 5.62%
83 ADVENT CAPITAL MANAGEMENT /DE/ 1,077,752 63,578,000 5.78%
84 Clearbridge Investments, LLC 1,928,200 113,552,000 10.32%
85 Calamos Advisors LLC 4,414,116 259,947,000 23.62%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.