| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEXT Financial Group, Inc | 114 | 4,000 | 5.33% | ||
| 2 | MARK SHEPTOFF FINANCIAL PLANNING, LLC | 150 | 7,000 | 9.33% | ||
| 3 | UBS AG | 1,494 | 64,000 | 85.33% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
