| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Waverly Advisors, LLC | 15,000 | 26,000 | 0.00% | PRN | |
| 2 | MORGAN STANLEY | 35,000 | 61,000 | 0.01% | PRN | |
| 3 | BNP PARIBAS FINANCIAL MARKETS | 40,000 | 70,050 | 0.01% | PRN | |
| 4 | SG Americas Securities, LLC | 1,000 | 176,000 | 0.02% | PRN | |
| 5 | BlackRock Fund Advisors | 115,000 | 201,000 | 0.03% | PRN | |
| 6 | RAYMOND JAMES & ASSOCIATES | 180,000 | 315,000 | 0.04% | PRN | |
| 7 | Bank of New York Mellon Corp | 264,000 | 458,000 | 0.06% | ||
| 8 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 3,000 | 524,000 | 0.07% | ||
| 9 | SANDLER CAPITAL MANAGEMENT | 300,000 | 525,000 | 0.07% | PRN | |
| 10 | Ameritas Investment Partners, Inc. | 370,000 | 647,000 | 0.09% | PRN | |
| 11 | NOMURA HOLDINGS INC | 528,000 | 925,000 | 0.13% | PRN | |
| 12 | BARCLAYS PLC | 529,000 | 926,000 | 0.13% | PRN | |
| 13 | SHENKMAN CAPITAL MANAGEMENT INC | 575,000 | 1,010,000 | 0.14% | PRN | |
| 14 | EMERALD ACQUISITION LTD. | 626,000 | 1,096,000 | 0.15% | ||
| 15 | Calamos Advisors LLC | 700,000 | 1,229,000 | 0.17% | PRN | |
| 16 | WEDBUSH SECURITIES INC | 10,000 | 1,751,000 | 0.24% | ||
| 17 | DEUTSCHE BANK AG\ | 1,035,000 | 1,812,000 | 0.25% | Call | PRN |
| 18 | AMUNDI ASSET MANAGEMENT US, INC. | 1,150,000 | 2,014,000 | 0.27% | PRN | |
| 19 | ZAZOVE ASSOCIATES LLC | 1,250,000 | 2,192,000 | 0.30% | PRN | |
| 20 | SCOTIA CAPITAL INC. | 1,490,000 | 2,615,000 | 0.36% | ||
| 21 | CNO Financial Group, Inc. | 1,500,000 | 2,627,000 | 0.36% | PRN | |
| 22 | CONNING INC. | 1,650,000 | 2,891,000 | 0.39% | PRN | |
| 23 | KEYBANK NATIONAL ASSOCIATION/OH | 1,871,000 | 3,277,000 | 0.45% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 20,000 | 3,503,000 | 0.48% | PRN | |
| 25 | Jefferies Group LLC | 2,472,000 | 4,341,000 | 0.59% | PRN | |
| 26 | MACQUARIE GROUP LTD | 2,525,000 | 4,436,000 | 0.60% | PRN | |
| 27 | Allianz Asset Management GmbH | 2,575,000 | 4,524,000 | 0.62% | PRN | |
| 28 | Zurcher Kantonalbank (Zurich Cantonalbank) | 2,750,000 | 4,818,000 | 0.66% | PRN | |
| 29 | BANK OF AMERICA CORP /DE/ | 2,829,000 | 4,955,000 | 0.67% | PRN | |
| 30 | Kohlberg Kravis Roberts & Co. L.P. | 3,250,000 | 5,836,000 | 0.79% | PRN | |
| 31 | CREDIT SUISSE AG/ | 3,500,000 | 6,129,000 | 0.83% | PRN | |
| 32 | SSI INVESTMENT MANAGEMENT LLC | 3,657,000 | 6,407,000 | 0.87% | PRN | |
| 33 | ELLIOTT MANAGEMENT CORP | 5,000,000 | 8,771,000 | 1.19% | PRN | |
| 34 | GOLDMAN SACHS GROUP INC | 5,419,000 | 9,490,000 | 1.29% | PRN | |
| 35 | JPMORGAN CHASE & CO | 5,698,000 | 9,889,000 | 1.34% | PRN | |
| 36 | AEGON USA Investment Management, LLC | 5,750,000 | 10,070,000 | 1.37% | PRN | |
| 37 | CANADA PENSION PLAN INVESTMENT BOARD | 8,000,000 | 14,010,000 | 1.90% | PRN | |
| 38 | CQS Cayman LP | 8,050,000 | 14,228,000 | 1.93% | PRN | |
| 39 | ADVENT CAPITAL MANAGEMENT /DE/ | 8,124,000 | 14,258,000 | 1.94% | PRN | |
| 40 | ROYAL BANK OF CANADA | 9,825,000 | 17,206,000 | 2.34% | PRN | |
| 41 | THRIVENT FINANCIAL FOR LUTHERANS | 11,650,000 | 20,460,000 | 2.78% | ||
| 42 | GEODE CAPITAL MANAGEMENT, LLC | 12,500,000 | 21,890,000 | 2.98% | PRN | |
| 43 | CSS LLC/IL | 15,080,000 | 26,480,000 | 3.60% | PRN | |
| 44 | MACKAY SHIELDS LLC | 15,490,000 | 27,204,000 | 3.70% | PRN | |
| 45 | INCOME RESEARCH & MANAGEMENT | 17,540,000 | 30,717,000 | 4.18% | PRN | |
| 46 | AXA S.A. | 18,400,000 | 32,223,000 | 4.38% | PRN | |
| 47 | QVT Financial LP | 18,500,000 | 32,718,000 | 4.45% | PRN | |
| 48 | WELLS FARGO & COMPANY/MN | 19,451,000 | 34,137,000 | 4.64% | PRN | |
| 49 | UBS Group AG | 22,555,000 | 39,499,000 | 5.37% | PRN | |
| 50 | DEUTSCHE BANK AG\ | 31,740,000 | 55,584,000 | 7.56% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
