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ISHARES
ISHARES. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 66 Institutional holders with a total value of $223,541,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Creative Planning 4 0 0.00%
2 People's United Financial, Inc. 16 0 0.00%
3 Archford Capital Strategies, LLC 13 0 0.00%
4 Parallax Volatility Advisers, L.P. 1 0 0.00%
5 Kistler-Tiffany Companies, LLC 50 1,000 0.00%
6 ASSETMARK, INC 86 2,000 0.00%
7 MSI Financial Services Inc 100 3,000 0.00%
8 MANUFACTURERS LIFE INSURANCE COMPANY, THE 144 4,000 0.00%
9 Brandywine Global Investment Management, LLC 200 6,000 0.00%
10 CAPTRUST FINANCIAL ADVISORS 768 22,000 0.01%
11 Compagnie Lombard Odier SCmA 765 22,000 0.01%
12 Hexavest Inc. 873 25,000 0.01%
13 CITIGROUP INC 1,105 33,000 0.01%
14 Shamrock Asset Management LLC 1,132 33,000 0.01%
15 Tower Research Capital LLC (TRC) 1,647 48,000 0.02%
16 SIGNATUREFD, LLC 2,043 59,000 0.03%
17 Tortoise Investment Management, LLC 2,610 76,000 0.03%
18 Smithfield Trust Co 2,700 78,000 0.03%
19 JAMES INVESTMENT RESEARCH, INC. 3,097 90,000 0.04%
20 D.A. DAVIDSON & CO. 4,319 125,000 0.06%
21 Gemmer Asset Management LLC 6,519 189,000 0.08%
22 TORONTO DOMINION BANK 7,616 222,000 0.10%
23 BAR HARBOR WEALTH MANAGEMENT 7,922 230,000 0.10%
24 Numeric Investors LLC 9,500 276,000 0.12%
25 Virtu KCG Holdings LLC 9,643 280,000 0.13%
26 COMMERZBANK AKTIENGESELLSCHAFT /FI 10,600 308,000 0.14%
27 Virtus Investment Advisers, LLC 10,670 310,000 0.14%
28 M&T BANK CORP 10,897 316,000 0.14%
29 Global Endowment Management, LP 11,090 322,000 0.14%
30 Dana Investment Advisors, Inc. 11,877 345,000 0.15%
31 JPMORGAN CHASE & CO 12,451 361,000 0.16%
32 PNC FINANCIAL SERVICES GROUP, INC. 13,110 381,000 0.17%
33 PITTENGER & ANDERSON INC 13,500 392,000 0.18%
34 Nuveen Asset Management, LLC 15,035 436,000 0.20%
35 PRUDENTIAL FINANCIAL INC 15,500 450,000 0.20%
36 AMERICAN INTERNATIONAL GROUP, INC. 19,487 566,000 0.25%
37 HighTower Advisors, LLC 20,573 590,000 0.26%
38 SG Americas Securities, LLC 20,319 590,000 0.26%
39 Weatherstone Capital Management 21,377 621,000 0.28%
40 Rathbones Group PLC 23,565 684,000 0.31%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,902 694,000 0.31%
42 FLOW TRADERS U.S. LLC 33,646 977,000 0.44%
43 AXA S.A. 49,603 1,440,000 0.64%
44 UBS Group AG 49,973 1,451,000 0.65%
45 DOCK STREET ASSET MANAGEMENT INC 60,218 1,748,000 0.78%
46 ROYAL BANK OF CANADA 74,323 2,158,000 0.97%
47 Karp Capital Management Corp 83,920 2,436,000 1.09%
48 CURIAN CAPITAL LLC 85,695 2,488,000 1.11%
49 GOLDMAN SACHS GROUP INC 86,501 2,511,000 1.12%
50 ZACKS INVESTMENT MANAGEMENT 93,145 2,704,000 1.21%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.