| 1 |
ASSETMARK, INC |
24 |
1,000 |
0.00% |
|
|
| 2 |
Tradewinds Capital Management, LLC |
45 |
1,000 |
0.00% |
|
|
| 3 |
Simplicity Solutions, LLC |
74 |
1,938 |
0.00% |
|
|
| 4 |
INTEGRATED WEALTH MANAGEMENT |
64 |
2,000 |
0.00% |
|
|
| 5 |
Crosspoint Capital Strategies, LLC |
91 |
2,000 |
0.00% |
|
|
| 6 |
MUFG Americas Holdings Corp |
72 |
2,000 |
0.00% |
|
|
| 7 |
ASSET DEDICATION, LLC |
58 |
2,000 |
0.00% |
|
|
| 8 |
WFG Advisors, LP |
131 |
3,000 |
0.00% |
|
|
| 9 |
KALOS MANAGEMENT, INC. |
2,666 |
3,000 |
0.00% |
|
PRN |
| 10 |
CUTLER GROUP LLC / CA |
29,400 |
3,000 |
0.00% |
Call |
|
| 11 |
REILLY FINANCIAL ADVISORS, LLC |
100 |
3,000 |
0.00% |
|
|
| 12 |
First City Capital Management, Inc. |
150 |
3,929 |
0.00% |
|
|
| 13 |
MCF Advisors LLC |
163 |
4,000 |
0.00% |
|
|
| 14 |
TCI Wealth Advisors, Inc. |
212 |
6,000 |
0.00% |
|
|
| 15 |
Vantage Investment Advisors, LLC |
272 |
7,000 |
0.00% |
|
|
| 16 |
1832 Asset Management L.P. |
350 |
9,000 |
0.00% |
|
|
| 17 |
Transamerica Financial Advisors, LLC |
350 |
10,000 |
0.00% |
|
|
| 18 |
FIFTH THIRD BANCORP |
374 |
10,000 |
0.00% |
|
|
| 19 |
CUTLER GROUP LLC / CA |
8,400 |
12,000 |
0.00% |
Put |
|
| 20 |
Apriem Advisors |
500 |
13,000 |
0.00% |
|
|
| 21 |
HAP Trading, LLC |
122,500 |
14,000 |
0.00% |
Put |
|
| 22 |
WOLVERINE ASSET MANAGEMENT LLC |
583 |
15,000 |
0.00% |
|
|
| 23 |
Hanson & Doremus Investment Management |
564 |
15,000 |
0.00% |
|
|
| 24 |
MARINER INVESTMENT GROUP LLC |
60,000 |
16,000 |
0.00% |
Put |
|
| 25 |
US BANCORP \DE\ |
600 |
16,000 |
0.00% |
|
|
| 26 |
Lenox Wealth Advisors, LLC |
734 |
19,000 |
0.00% |
|
|
| 27 |
First Horizon Advisors, Inc. |
720 |
19,000 |
0.00% |
|
|
| 28 |
Walleye Trading LLC |
806 |
21,000 |
0.00% |
|
|
| 29 |
WESTPORT RESOURCES MANAGEMENT INC |
825 |
22,000 |
0.00% |
|
|
| 30 |
SIGNATUREFD, LLC |
854 |
22,000 |
0.00% |
|
|
| 31 |
TRUST CO OF VERMONT |
900 |
24,000 |
0.00% |
|
|
| 32 |
Focused Wealth Management, Inc |
1,000 |
26,000 |
0.00% |
|
|
| 33 |
Ledyard National Bank |
1,000 |
26,000 |
0.00% |
|
|
| 34 |
Efficient Market Advisors, LLC |
1,051 |
28,000 |
0.00% |
|
|
| 35 |
Creative Planning |
1,112 |
29,000 |
0.00% |
|
|
| 36 |
AlphaMark Advisors, LLC |
1,100 |
29,000 |
0.00% |
|
|
| 37 |
CONTRAVISORY INVESTMENT MANAGEMENT, INC. |
1,152 |
30,000 |
0.00% |
|
|
| 38 |
North Star Investment Management Corp. |
1,250 |
33,000 |
0.00% |
|
|
| 39 |
NOMURA HOLDINGS INC |
1,310 |
35,000 |
0.00% |
|
|
| 40 |
NEXT Financial Group, Inc |
1,370 |
35,000 |
0.00% |
|
|
| 41 |
SEI INVESTMENTS CO |
1,500 |
39,000 |
0.00% |
|
|
| 42 |
Cordasco Financial Network |
1,700 |
45,000 |
0.00% |
|
|
| 43 |
D.A. DAVIDSON & CO. |
1,776 |
46,000 |
0.00% |
|
|
| 44 |
VERSANT CAPITAL MANAGEMENT, INC |
2,137 |
55,000 |
0.00% |
|
|
| 45 |
EDMOND DE ROTHSCHILD (SUISSE) S.A. |
2,150 |
56,000 |
0.00% |
|
|
| 46 |
BANK OF MONTREAL /CAN/ |
2,284 |
60,000 |
0.00% |
|
|
| 47 |
WHITTIER TRUST CO |
2,527 |
66,000 |
0.00% |
|
|
| 48 |
Lombard Odier Transatlantic Ltd |
2,547 |
67,000 |
0.00% |
|
|
| 49 |
BlackRock Investment Management, LLC |
2,649 |
69,000 |
0.00% |
|
|
| 50 |
AUSDAL FINANCIAL PARTNERS, INC. |
2,953 |
77,000 |
0.00% |
|
|
