Dark
Light
System
Security
ISHARES
ISHARES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 64 Institutional holders with a total value of $43,651,792.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Gradient Investments LLC 0 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Alexandria Capital, LLC 16 0 0.00%
4 AMERICAN INTERNATIONAL GROUP, INC. 49 1,000 0.00%
5 CAPTRUST FINANCIAL ADVISORS 35 1,000 0.00%
6 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 100 2,000 0.00%
7 INTEGRATED WEALTH MANAGEMENT 67 2,000 0.00%
8 Ironwood Financial, llc 67 2,000 0.00%
9 GENEOS WEALTH MANAGEMENT INC. 114 3,000 0.01%
10 FIRST FINANCIAL CORP /IN/ 125 4,000 0.01%
11 WFG Advisors, LP 151 4,000 0.01%
12 St. Johns Investment Management Company, LLC 153 5,000 0.01%
13 BANK OF MONTREAL /CAN/ 175 5,000 0.01%
14 First City Capital Management, Inc. 200 5,936 0.01%
15 FineMark National Bank & Trust 190 6,000 0.01%
16 SUTTON WEALTH ADVISORS INC. 231 6,856 0.02%
17 Creative Planning 275 8,000 0.02%
18 WHITTIER TRUST CO OF NEVADA INC 445 13,000 0.03%
19 QCI ASSET MANAGEMENT INC/NY 485 14,000 0.03%
20 Hudock, Inc. 570 16,000 0.04%
21 MSI Financial Services Inc 1,061 31,000 0.07%
22 Capital Advisors, Ltd. LLC 1,330 39,000 0.09%
23 IFP ADVISORS, INC 1,460 43,000 0.10%
24 WHITTIER TRUST CO 1,605 48,000 0.11%
25 ENVESTNET ASSET MANAGEMENT INC 1,728 51,000 0.12%
26 Tower Research Capital LLC (TRC) 1,829 54,000 0.12%
27 CITIGROUP INC 1,833 54,000 0.12%
28 EDMOND DE ROTHSCHILD HOLDING S.A. 2,300 68,000 0.16%
29 EDMOND DE ROTHSCHILD (SUISSE) S.A. 2,300 68,000 0.16%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,005 89,000 0.20%
31 Compagnie Lombard Odier SCmA 3,500 104,000 0.24%
32 PNC FINANCIAL SERVICES GROUP, INC. 4,703 139,000 0.32%
33 MASTRAPASQUA ASSET MANAGEMENT INC 6,935 206,000 0.47%
34 ASSET DEDICATION, LLC 6,967 207,000 0.47%
35 HSBC HOLDINGS PLC 7,000 208,000 0.48%
36 Lattice Strategies LLC 8,590 255,000 0.58%
37 WRAPMANAGER INC 8,638 256,000 0.59%
38 Virtu KCG Holdings LLC 9,673 287,000 0.66%
39 HIGHLAND CAPITAL MANAGEMENT, LLC 9,655 287,000 0.66%
40 UBS Group AG 9,727 289,000 0.66%
41 AXA S.A. 9,916 294,000 0.67%
42 Commonwealth Equity Services, Inc 10,000 297,000 0.68%
43 L. Roy Papp & Associates, LLP 10,500 312,000 0.71%
44 Allianz Asset Management GmbH 15,838 470,000 1.08%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,591 552,000 1.26%
46 Capital Investment Advisors, LLC 22,823 677,000 1.55%
47 WELLS FARGO & COMPANY/MN 24,744 734,000 1.68%
48 LPL Financial LLC 25,865 746,000 1.71%
49 STATE STREET CORP 29,114 864,000 1.98%
50 S&CO INC 33,815 1,004,000 2.30%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.