| 1 |
VANGUARD GROUP INC |
2,414,475 |
1,400,000 |
31.05% |
|
|
| 2 |
Anson Funds Management LP |
2,403,553 |
1,394,000 |
30.92% |
|
|
| 3 |
HighTower Advisors, LLC |
1,047,731 |
608,000 |
13.48% |
|
|
| 4 |
GEODE CAPITAL MANAGEMENT, LLC |
346,720 |
201,000 |
4.46% |
|
|
| 5 |
MORGAN STANLEY |
298,878 |
172,000 |
3.81% |
|
|
| 6 |
BARCLAYS PLC |
293,980 |
170,000 |
3.77% |
|
|
| 7 |
JPMORGAN CHASE & CO |
200,000 |
116,000 |
2.57% |
|
|
| 8 |
Prospera Financial Services Inc |
167,100 |
99,000 |
2.20% |
|
|
| 9 |
CREDIT SUISSE AG/ |
150,046 |
87,000 |
1.93% |
|
|
| 10 |
NORTHERN TRUST CORP |
109,030 |
63,000 |
1.40% |
|
|
| 11 |
BANK OF MONTREAL /CAN/ |
80,000 |
46,000 |
1.02% |
|
|
| 12 |
BlackRock Finance, Inc. |
56,425 |
32,000 |
0.71% |
|
|
| 13 |
TWO SIGMA SECURITIES, LLC |
51,762 |
30,000 |
0.67% |
|
|
| 14 |
Bank of New York Mellon Corp |
33,351 |
20,000 |
0.44% |
|
|
| 15 |
UBS Group AG |
29,484 |
17,000 |
0.38% |
|
|
| 16 |
INGALLS & SNYDER LLC |
20,739 |
12,000 |
0.27% |
|
|
| 17 |
BDO WEALTH ADVISORS, LLC |
18,000 |
10,000 |
0.22% |
|
|
| 18 |
LPL Financial LLC |
15,000 |
9,000 |
0.20% |
|
|
| 19 |
Cambridge Investment Research Advisors, Inc. |
14,870 |
9,000 |
0.20% |
|
|
| 20 |
FIRST FOUNDATION ADVISORS |
10,000 |
6,000 |
0.13% |
|
|
| 21 |
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC. |
5,300 |
3,000 |
0.07% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
3,065 |
2,000 |
0.04% |
|
|
| 23 |
Creative Planning |
1,212 |
1,000 |
0.02% |
|
|
| 24 |
Vantage Investment Advisors, LLC |
1,150 |
1,000 |
0.02% |
|
|
| 25 |
D.A. DAVIDSON & CO. |
2,000 |
1,000 |
0.02% |
|
|
| 26 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
271 |
0 |
0.00% |
|
|
| 27 |
DEUTSCHE BANK AG\ |
917 |
0 |
0.00% |
|
|
| 28 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
207 |
0 |
0.00% |
|
|
| 29 |
ADVISOR GROUP, INC. |
283 |
0 |
0.00% |
|
|
| 30 |
ROYAL BANK OF CANADA |
601 |
0 |
0.00% |
|
|
| 31 |
Capital Advisors, Ltd. LLC |
177 |
0 |
0.00% |
|
|
| 32 |
BANK OF AMERICA CORP /DE/ |
98 |
0 |
0.00% |
|
|
| 33 |
Perigon Wealth Management, LLC |
9 |
0 |
0.00% |
|
|
| 34 |
BALENTINE LLC |
55 |
0 |
0.00% |
|
|
