| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Oxbow Advisors, LLC | 11,370 | 234,000 | 44.83% | ||
| 2 | Cetera Advisor Networks LLC | 13,985 | 288,000 | 55.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.