| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 1,000 | 1,000 | 0.00% | PRN | |
| 2 | HighTower Advisors, LLC | 10,000 | 10,000 | 0.01% | PRN | |
| 3 | ROYAL BANK OF CANADA | 20,000 | 19,000 | 0.01% | PRN | |
| 4 | Creative Planning | 29,000 | 28,000 | 0.01% | PRN | |
| 5 | Wellesley Asset Management | 47,574 | 46,936 | 0.02% | PRN | |
| 6 | D.A. DAVIDSON & CO. | 60,000 | 57,000 | 0.03% | ||
| 7 | TDAM USA INC. | 84,000 | 81,000 | 0.04% | ||
| 8 | Investors Capital Advisory Services | 650,000 | 625,000 | 0.31% | ||
| 9 | NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | 730,000 | 703,000 | 0.35% | PRN | |
| 10 | DEUTSCHE BANK AG\ | 915,000 | 880,000 | 0.44% | PRN | |
| 11 | Algebris Investments (UK) LLP | 1,000,000 | 964,000 | 0.49% | PRN | |
| 12 | CREDIT AGRICOLE S A | 1,532,000 | 1,475,000 | 0.74% | PRN | |
| 13 | Sage Capital Management, LLC | 1,680,000 | 1,615,000 | 0.81% | PRN | |
| 14 | CREDIT SUISSE AG/ | 2,165,000 | 2,084,000 | 1.05% | PRN | |
| 15 | Nicholas Investment Partners, LP | 1,750,000 | 2,268,000 | 1.14% | PRN | |
| 16 | SSI INVESTMENT MANAGEMENT LLC | 7,500,000 | 7,185,000 | 3.62% | PRN | |
| 17 | FMR LLC | 13,500,000 | 12,994,000 | 6.55% | PRN | |
| 18 | MORGAN STANLEY | 13,758,000 | 13,208,000 | 6.66% | PRN | |
| 19 | ADVENT CAPITAL MANAGEMENT /DE/ | 13,995,000 | 13,465,000 | 6.79% | PRN | |
| 20 | OAKTREE CAPITAL MANAGEMENT LP | 16,480,000 | 15,957,000 | 8.04% | PRN | |
| 21 | LINDEN ADVISORS LP | 27,011,000 | 26,106,000 | 13.16% | PRN | |
| 22 | Pine River Capital Management L.P. | 42,985,000 | 41,378,000 | 20.85% | PRN | |
| 23 | TD ASSET MANAGEMENT INC | 59,216,000 | 57,291,000 | 28.87% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
