| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HighTower Advisors, LLC | 10,000 | 9,000 | 0.00% | PRN | |
| 2 | WELLS FARGO & COMPANY/MN | 10,000 | 9,000 | 0.00% | PRN | |
| 3 | Wellesley Asset Management | 42,994 | 40,979 | 0.02% | PRN | |
| 4 | BlackRock Fund Advisors | 50,000 | 47,000 | 0.02% | PRN | |
| 5 | CITIGROUP INC | 91,000 | 86,000 | 0.04% | PRN | |
| 6 | D.A. DAVIDSON & CO. | 99,000 | 93,000 | 0.05% | ||
| 7 | TDAM USA INC. | 116,000 | 109,000 | 0.06% | ||
| 8 | Investors Capital Advisory Services | 621,000 | 582,000 | 0.29% | ||
| 9 | DEUTSCHE BANK AG\ | 712,000 | 669,000 | 0.34% | PRN | |
| 10 | NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC | 730,000 | 686,000 | 0.35% | PRN | |
| 11 | Algebris Investments (UK) LLP | 1,000,000 | 930,000 | 0.47% | PRN | |
| 12 | CREDIT AGRICOLE S A | 1,247,000 | 1,172,000 | 0.59% | PRN | |
| 13 | Sage Capital Management, LLC | 1,680,000 | 1,573,000 | 0.79% | PRN | |
| 14 | CREDIT SUISSE AG/ | 2,180,000 | 2,049,000 | 1.03% | PRN | |
| 15 | SSI INVESTMENT MANAGEMENT LLC | 7,972,000 | 7,493,000 | 3.78% | PRN | |
| 16 | MORGAN STANLEY | 13,758,000 | 12,829,000 | 6.48% | PRN | |
| 17 | ADVENT CAPITAL MANAGEMENT /DE/ | 13,988,000 | 13,221,000 | 6.67% | PRN | |
| 18 | FMR LLC | 16,012,000 | 15,051,000 | 7.60% | PRN | |
| 19 | OAKTREE CAPITAL MANAGEMENT LP | 18,000,000 | 16,969,000 | 8.56% | PRN | |
| 20 | LINDEN ADVISORS LP | 26,011,000 | 24,563,000 | 12.40% | PRN | |
| 21 | Pine River Capital Management L.P. | 42,985,000 | 40,406,000 | 20.39% | PRN | |
| 22 | TD ASSET MANAGEMENT INC | 63,004,000 | 59,539,000 | 30.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
