| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BlackRock Finance, Inc. | 8,000 | 8,000 | 0.00% | PRN | |
| 2 | ROYAL BANK OF CANADA | 10,000 | 10,000 | 0.00% | PRN | |
| 3 | WELLS FARGO & COMPANY/MN | 10,000 | 10,000 | 0.00% | PRN | |
| 4 | ACG Wealth | 12,000 | 12,000 | 0.00% | ||
| 5 | TDAM USA INC. | 14,000 | 14,000 | 0.00% | ||
| 6 | Raymond James Financial Services Advisors, Inc. | 17,000 | 17,000 | 0.01% | PRN | |
| 7 | CITIGROUP INC | 28,000 | 28,000 | 0.01% | PRN | |
| 8 | EDGE ADVISORS, LLC | 31,000 | 30,000 | 0.01% | ||
| 9 | ADVISOR GROUP, INC. | 54 | 53,000 | 0.02% | PRN | |
| 10 | Wellesley Asset Management | 69,368 | 68,731 | 0.02% | PRN | |
| 11 | D.A. DAVIDSON & CO. | 150,000 | 148,000 | 0.05% | ||
| 12 | STIFEL FINANCIAL CORP | 547,372 | 553,000 | 0.18% | PRN | |
| 13 | IRON Financial LLC | 980,000 | 978,000 | 0.33% | ||
| 14 | RUSSELL INVESTMENTS GROUP, LTD. | 1,000,000 | 986,000 | 0.33% | ||
| 15 | Bank of New York Mellon Corp | 3,500,000 | 3,476,000 | 1.16% | ||
| 16 | CREDIT SUISSE AG/ | 4,031,000 | 3,976,000 | 1.32% | PRN | |
| 17 | SSI INVESTMENT MANAGEMENT LLC | 7,396,000 | 7,294,000 | 2.43% | PRN | |
| 18 | Pine River Capital Management L.P. | 14,848,000 | 14,707,000 | 4.90% | PRN | |
| 19 | TD ASSET MANAGEMENT INC | 19,316,000 | 19,147,000 | 6.38% | ||
| 20 | ALGEBRIS (UK) LTD | 26,997,000 | 26,809,000 | 8.93% | PRN | |
| 21 | OAKTREE CAPITAL MANAGEMENT LP | 30,162,000 | 30,061,000 | 10.01% | PRN | |
| 22 | FMR LLC | 42,490,000 | 41,906,000 | 13.96% | PRN | |
| 23 | Harbour Capital Advisors, LLC | 147,938 | 150,000,000 | 49.95% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
