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ISHARES
ISHARES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 36 Institutional holders with a total value of $38,309,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 MSI Financial Services Inc 107 2,000 0.01%
3 NEXT Financial Group, Inc 107 2,000 0.01%
4 ADVISOR GROUP, INC. 152 2,000 0.01%
5 WFG Advisors, LP 178 3,000 0.01%
6 JPMORGAN CHASE & CO 220 4,000 0.01%
7 PNC FINANCIAL SERVICES GROUP, INC. 215 4,000 0.01%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 323 5,000 0.01%
9 FLOW TRADERS U.S. LLC 418 7,000 0.02%
10 Compagnie Lombard Odier SCmA 700 11,000 0.03%
11 ROYAL BANK OF CANADA 850 14,000 0.04%
12 CITIGROUP INC 1,000 16,000 0.04%
13 BANK OF AMERICA CORP /DE/ 1,125 18,000 0.05%
14 CONTRAVISORY INVESTMENT MANAGEMENT, INC. 2,223 36,000 0.09%
15 Mariner, LLC 2,395 39,000 0.10%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,603 75,000 0.20%
17 WELLS FARGO & COMPANY/MN 6,723 109,000 0.28%
18 HSBC HOLDINGS PLC 10,910 178,000 0.46%
19 UBS Group AG 12,157 198,000 0.52%
20 Virtu KCG Holdings LLC 16,234 265,000 0.69%
21 Global Endowment Management, LP 17,000 277,000 0.72%
22 Catalyst Capital Advisors LLC 17,583 287,000 0.75%
23 KALOS MANAGEMENT, INC. 28,935 472,000 1.23%
24 Ifrah Financial Services, Inc. 30,829 503,000 1.31%
25 Cambria Investment Management, L.P. 40,189 656,000 1.71%
26 ZACKS INVESTMENT MANAGEMENT 45,261 739,000 1.93%
27 SG Americas Securities, LLC 63,109 1,030,000 2.69%
28 AFAM CAPITAL, INC. 89,391 1,459,000 3.81%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 105,527 1,722,000 4.50%
30 MORGAN STANLEY 137,918 2,250,000 5.87%
31 AXA S.A. 140,837 2,298,000 6.00%
32 Mount Lucas Management LP 256,928 4,193,000 10.95%
33 Parkwood LLC 259,000 4,227,000 11.03%
34 CIBC WORLD MARKET INC. 282,079 4,604,000 12.02%
35 AMG National Trust Bank 295,245 4,818,000 12.58%
36 Accuvest Global Advisors 477,060 7,786,000 20.32%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.