| 1 |
WEALTHFRONT CORP |
25 |
0 |
0.00% |
|
|
| 2 |
ARROW FINANCIAL CORP |
100 |
1,000 |
0.00% |
|
|
| 3 |
FineMark National Bank & Trust |
125 |
1,000 |
0.00% |
|
|
| 4 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
128 |
1,000 |
0.00% |
|
|
| 5 |
UBS Group AG |
100 |
1,000 |
0.00% |
Put |
|
| 6 |
New Harbor Financial Group, LLC |
100 |
1,000 |
0.00% |
|
|
| 7 |
Pinnacle Summer Investments, Inc. |
118 |
1,000 |
0.00% |
|
|
| 8 |
WEALTHCARE CAPITAL MANAGEMENT LLC |
100 |
1,000 |
0.00% |
|
|
| 9 |
Hoxton Financial, Inc. |
190 |
2,000 |
0.00% |
|
|
| 10 |
BARCLAYS PLC |
200 |
2,000 |
0.00% |
Call |
|
| 11 |
Stanford Investment Group, Inc. |
200 |
2,000 |
0.00% |
|
|
| 12 |
Highlander Capital Management, LLC |
220 |
2,000 |
0.00% |
|
|
| 13 |
Formidable Asset Management, LLC |
183 |
2,000 |
0.00% |
|
|
| 14 |
Clearbridge Investments, LLC |
300 |
3,000 |
0.00% |
|
|
| 15 |
REILLY FINANCIAL ADVISORS, LLC |
240 |
3,000 |
0.00% |
|
|
| 16 |
Carroll Financial Associates, Inc. |
349 |
4,000 |
0.00% |
|
|
| 17 |
Focused Wealth Management, Inc |
325 |
4,000 |
0.00% |
|
|
| 18 |
HIGH POINT BANK & TRUST CO |
418 |
5,000 |
0.00% |
|
|
| 19 |
TORONTO DOMINION BANK |
487 |
5,000 |
0.00% |
|
|
| 20 |
BALENTINE LLC |
400 |
5,000 |
0.00% |
|
|
| 21 |
People's United Financial, Inc. |
565 |
6,000 |
0.00% |
|
|
| 22 |
MESSNER & SMITH THEME VALUE INVESTMENT MANAGEMENT LTD /CA/ |
656 |
7,000 |
0.00% |
|
|
| 23 |
Endurance Wealth Management, Inc. |
583 |
7,000 |
0.00% |
|
|
| 24 |
PEOPLES FINANCIAL SERVICES CORP. |
674 |
8,000 |
0.00% |
|
|
| 25 |
SRH ADVISORS, LLC |
800 |
9,000 |
0.00% |
|
|
| 26 |
DUBUQUE BANK & TRUST CO |
1,000 |
11,000 |
0.00% |
|
|
| 27 |
Beacon Capital Management, Inc. |
1,000 |
11,000 |
0.00% |
|
|
| 28 |
Alexandria Capital, LLC |
1,000 |
11,000 |
0.00% |
|
|
| 29 |
1832 Asset Management L.P. |
1,149 |
13,000 |
0.00% |
|
|
| 30 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
1,362 |
15,000 |
0.00% |
|
|
| 31 |
Regal Investment Advisors LLC |
1,405 |
15,000 |
0.00% |
|
|
| 32 |
Oakworth Capital, Inc. |
1,470 |
16,000 |
0.00% |
|
|
| 33 |
COLONY GROUP LLC |
1,448 |
16,000 |
0.00% |
|
|
| 34 |
THOMPSON DAVIS & CO., INC. |
1,444 |
16,000 |
0.00% |
|
|
| 35 |
Winslow, Evans & Crocker, Inc. |
1,412 |
16,002 |
0.00% |
|
|
| 36 |
Tower Research Capital LLC (TRC) |
1,500 |
17,000 |
0.00% |
|
|
| 37 |
MONROE BANK & TRUST/MI |
1,500 |
17,000 |
0.00% |
|
|
| 38 |
WASHINGTON TRUST BANK |
1,500 |
17,000 |
0.00% |
|
|
| 39 |
EDMOND DE ROTHSCHILD (EUROPE) |
1,500 |
17,000 |
0.00% |
|
|
| 40 |
INTEGRATED WEALTH MANAGEMENT |
1,500 |
17,000 |
0.00% |
|
|
| 41 |
First Horizon Advisors, Inc. |
1,630 |
18,000 |
0.00% |
|
|
| 42 |
OLD SECOND NATIONAL BANK OF AURORA |
1,550 |
18,000 |
0.00% |
|
|
| 43 |
NEXT Financial Group, Inc |
1,598 |
18,000 |
0.00% |
|
|
| 44 |
Allworth Financial LP |
1,664 |
19,000 |
0.00% |
|
|
| 45 |
QCI ASSET MANAGEMENT INC/NY |
1,770 |
20,000 |
0.00% |
|
|
| 46 |
SIMPLEX TRADING, LLC |
1,938 |
21,000 |
0.00% |
|
|
| 47 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
2,054 |
23,000 |
0.00% |
|
|
| 48 |
VALLEY NATIONAL ADVISERS INC |
2,005 |
23,000 |
0.00% |
|
|
| 49 |
Private Ocean, LLC |
2,000 |
23,000 |
0.00% |
|
|
| 50 |
UBS Group AG |
2,000 |
23,000 |
0.00% |
Call |
|
