| 1 |
D.A. DAVIDSON & CO. |
14 |
1,000 |
0.00% |
|
|
| 2 |
WealthTrust-Arizona, LLC |
6 |
1,000 |
0.00% |
|
|
| 3 |
YORKBRIDGE WEALTH PARTNERS, LLC |
20 |
2,000 |
0.00% |
|
|
| 4 |
QUADRANT CAPITAL GROUP LLC |
40 |
3,000 |
0.00% |
|
|
| 5 |
MSI Financial Services Inc |
48 |
5,000 |
0.00% |
|
|
| 6 |
INDEPENDENT ADVISOR ALLIANCE |
50 |
5,418 |
0.00% |
|
|
| 7 |
NEXT Financial Group, Inc |
50 |
6,000 |
0.00% |
|
|
| 8 |
CENTERSTAR FUND, LLC |
56 |
6,000 |
0.00% |
|
PRN |
| 9 |
BROWN BROTHERS HARRIMAN & CO |
65 |
7,000 |
0.00% |
|
|
| 10 |
West Oak Capital, LLC |
70 |
7,815 |
0.00% |
|
|
| 11 |
GLEN EAGLE ADVISORS, LLC |
70 |
7,815 |
0.00% |
|
|
| 12 |
WESTSIDE INVESTMENT MANAGEMENT, INC. |
73 |
7,985 |
0.00% |
|
|
| 13 |
CREATIVE FINANCIAL DESIGNS INC /ADV |
75 |
8,000 |
0.00% |
|
|
| 14 |
BANCO ITAU HOLDING FINANCEIRA S A |
80 |
9,000 |
0.00% |
|
|
| 15 |
Tower Research Capital LLC (TRC) |
77 |
9,000 |
0.00% |
|
|
| 16 |
Weaver C. Barksdale & Associates, Inc. |
81 |
9,000 |
0.00% |
|
|
| 17 |
LBA Wealth Management, LLC |
100 |
11,000 |
0.00% |
|
|
| 18 |
BANK OF AMERICA CORP /DE/ |
100 |
11,000 |
0.00% |
Put |
|
| 19 |
Cable Hill Partners, LLC |
115 |
13,000 |
0.00% |
|
|
| 20 |
FIFTH THIRD BANCORP |
137 |
15,000 |
0.00% |
|
|
| 21 |
FineMark National Bank & Trust |
130 |
15,000 |
0.00% |
|
|
| 22 |
Gemmer Asset Management LLC |
133 |
15,000 |
0.00% |
|
|
| 23 |
Compagnie Lombard Odier SCmA |
200 |
22,000 |
0.00% |
|
|
| 24 |
CENTRAL TRUST Co |
200 |
22,000 |
0.00% |
|
|
| 25 |
CITIGROUP INC |
200 |
22,000 |
0.00% |
Call |
|
| 26 |
BlackRock Japan Co. Ltd |
210 |
23,000 |
0.00% |
|
|
| 27 |
CUTLER GROUP LLC / CA |
5,100 |
24,000 |
0.00% |
Call |
|
| 28 |
IFP ADVISORS, INC |
230 |
26,000 |
0.00% |
|
|
| 29 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
261 |
29,000 |
0.00% |
|
|
| 30 |
TCI Wealth Advisors, Inc. |
296 |
33,000 |
0.00% |
|
PRN |
| 31 |
IHT WEALTH MANAGEMENT, LLC |
314 |
34,000 |
0.00% |
|
|
| 32 |
ALPHA WINDWARD LLC |
315 |
35,000 |
0.00% |
|
|
| 33 |
GLENMEDE TRUST CO NA |
335 |
37,000 |
0.00% |
|
|
| 34 |
ADVISOR GROUP, INC. |
356 |
39,000 |
0.00% |
|
|
| 35 |
First Personal Financial Services |
352 |
39,000 |
0.00% |
|
|
| 36 |
JNBA Financial Advisors |
400 |
45,000 |
0.00% |
|
|
| 37 |
BARCLAYS PLC |
400 |
45,000 |
0.00% |
Call |
|
| 38 |
NISA INVESTMENT ADVISORS, LLC |
400 |
45,000 |
0.00% |
|
|
| 39 |
PHYSICIANS FINANCIAL SERVICES, INC. |
540 |
47,000 |
0.00% |
|
|
| 40 |
VERSANT CAPITAL MANAGEMENT, INC |
432 |
48,000 |
0.00% |
|
|
| 41 |
AGF INVESTMENTS LLC |
580 |
63,000 |
0.00% |
|
|
| 42 |
Advisors Asset Management, Inc. |
800 |
89,000 |
0.00% |
|
|
| 43 |
ENVESTNET ASSET MANAGEMENT INC |
843 |
93,000 |
0.00% |
|
|
| 44 |
Ancora Advisors LLC |
900 |
100,000 |
0.00% |
|
|
| 45 |
Cubist Systematic Strategies, LLC |
939 |
105,000 |
0.00% |
|
|
| 46 |
CUTLER GROUP LLC / CA |
972 |
108,000 |
0.00% |
|
|
| 47 |
Credential Securities Inc. |
971 |
108,431 |
0.00% |
|
|
| 48 |
LEGATO CAPITAL MANAGEMENT LLC |
973 |
108,625 |
0.00% |
|
|
| 49 |
Zurcher Kantonalbank (Zurich Cantonalbank) |
984 |
110,000 |
0.00% |
|
|
| 50 |
GOLDMAN SACHS GROUP INC |
1,000 |
112,000 |
0.00% |
Put |
|
