Dark
Light
System
Security
ALIBABA GROUP HLDG LTD
ALIBABA GROUP HLDG LTD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 745 Institutional holders with a total value of $48,693,810,019.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 DSM CAPITAL PARTNERS LLC 2,577,696 214,568,000 0.44%
52 GOLDMAN SACHS GROUP INC 2,476,620 206,154,000 0.42%
53 JPMORGAN CHASE & CO 2,385,794 198,593,000 0.41%
54 PUTNAM INVESTMENTS LLC 2,157,042 179,553,000 0.37%
55 MOORE CAPITAL MANAGEMENT, LP 2,125,252 176,906,000 0.36%
56 BLAIR WILLIAM & CO/IL 2,024,841 168,547,000 0.35%
57 DISCOVERY CAPITAL MANAGEMENT, LLC / CT 1,890,700 157,382,000 0.32% Call
58 BANK OF AMERICA CORP /DE/ 1,882,851 156,727,000 0.32%
59 ICONIQ Capital, LLC 1,850,840 154,064,000 0.32%
60 D. E. Shaw & Co., Inc. 1,823,200 151,763,000 0.31% Put
61 WELLS FARGO & COMPANY/MN 1,790,271 149,019,000 0.31%
62 BARCLAYS PLC 1,783,516 148,034,000 0.30%
63 Blue Ridge Capital, L.L.C. 1,765,000 146,919,000 0.30%
64 BARCLAYS PLC 1,768,000 146,744,000 0.30% Put
65 BLACKROCK ADVISORS LLC 1,762,193 146,685,000 0.30%
66 PERRY CAPITAL 1,700,000 141,508,000 0.29% Call
67 Fosun International Ltd 1,678,725 139,737,000 0.29%
68 MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC 1,658,355 138,041,000 0.28%
69 MANNING & NAPIER ADVISORS LLC 1,639,970 136,510,000 0.28%
70 Hudson Bay Capital Management LP 1,480,017 123,197,000 0.25%
71 Mirae Asset Global Investments Co., Ltd. 1,473,769 122,677,000 0.25%
72 RUSSELL FRANK CO/ 1,443,028 120,159,000 0.25%
73 NATIXIS 1,409,642 117,339,000 0.24%
74 COATUE MANAGEMENT LLC 1,395,613 116,171,000 0.24%
75 HHR Asset Management, LLC 1,359,800 113,190,000 0.23%
76 BARCLAYS PLC 1,361,600 113,014,000 0.23% Call
77 CITADEL ADVISORS LLC 1,313,129 109,304,000 0.22%
78 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 1,309,618 109,012,602 0.22%
79 Parallax Volatility Advisers, L.P. 1,292,300 107,572,000 0.22% Call
80 FRANKLIN RESOURCES INC 1,202,834 100,124,000 0.21%
81 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,151,782 95,874,000 0.20%
82 CI INVESTMENTS INC. 1,150,100 95,734,000 0.20%
83 Allianz Asset Management GmbH 1,108,816 92,298,000 0.19%
84 FIR TREE CAPITAL MANAGEMENT LP 1,102,000 91,730,000 0.19%
85 Dragoneer Investment Group, LLC 1,100,000 91,564,000 0.19%
86 Senator Investment Group LP 1,100,000 91,564,000 0.19%
87 FEDERATED HERMES, INC. 1,088,910 90,641,000 0.19%
88 CITIGROUP INC 1,085,400 90,349,000 0.19% Call
89 CITIGROUP INC 1,052,700 87,627,000 0.18% Put
90 DAVIDE LEONE & PARTNERS INVESTMENT Co LLP 1,051,000 87,485,000 0.18% Call
91 Magnetar Financial LLC 1,000,000 83,240,000 0.17% Put
92 UBS Group AG 982,990 81,824,000 0.17% Call
93 NORTHERN TRUST CORP 916,733 76,308,000 0.16%
94 Prime Capital Management Co Ltd 878,425 73,120,000 0.15%
95 Bank of New York Mellon Corp 840,987 70,002,000 0.14%
96 ROYAL BANK OF CANADA 828,161 68,936,000 0.14%
97 GLADE BROOK CAPITAL PARTNERS LLC 787,089 65,517,000 0.13%
98 ZEVENBERGEN CAPITAL INVESTMENTS LLC 772,002 64,261,000 0.13%
99 INDUS CAPITAL PARTNERS, LLC 769,780 64,077,000 0.13%
100 DEUTSCHE BANK AG\ 765,400 63,707,000 0.13%
Page 2 of 15

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.