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ALIBABA GROUP HLDG LTD
ALIBABA GROUP HLDG LTD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 906 Institutional holders with a total value of $82,309,414,599.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 APG Asset Management N.V. 3,781,842 314,846,000 0.38%
52 Neuberger Berman Group LLC 3,583,553 314,671,000 0.38%
53 Allianz Asset Management GmbH 3,532,656 310,205,000 0.38%
54 Ninety One UK Ltd 3,532,578 310,196,000 0.38%
55 Mirae Asset Global Investments Co., Ltd. 3,421,322 300,427,000 0.36%
56 Genesis Asset Managers, LLP 3,267,252 286,897,000 0.35%
57 Fisher Asset Management, LLC 3,265,358 286,731,000 0.35%
58 WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST 3,255,193 285,838,000 0.35%
59 CREDIT AGRICOLE S A 3,187,556 279,900,000 0.34%
60 CITIGROUP INC 3,145,200 276,181,000 0.34% Call
61 D. E. Shaw & Co., Inc. 3,106,300 272,765,000 0.33% Put
62 WESTPAC BANKING CORP 3,045,115 269,892,283 0.33%
63 JANUS HENDERSON INVESTORS US LLC 2,946,603 258,785,000 0.31%
64 UBS Group AG 2,934,780 257,703,000 0.31%
65 GOLDMAN SACHS GROUP INC 2,925,700 256,906,000 0.31% Put
66 BARCLAYS PLC 2,896,400 254,332,000 0.31% Call
67 Sumitomo Mitsui Trust Group, Inc. 2,889,213 253,702,000 0.31%
68 Mitsubishi UFJ Trust & Banking Corp 2,796,708 245,579,000 0.30%
69 Winslow Capital Management, LLC 2,709,243 237,898,000 0.29%
70 ALLIANCEBERNSTEIN L.P. 2,705,842 237,600,000 0.29%
71 TRG INVESTMENTS, LLC 2,683,016 235,596,000 0.29%
72 Bank of New York Mellon Corp 2,679,370 235,276,000 0.29%
73 ROYAL BANK OF CANADA 2,588,965 227,337,000 0.28%
74 BLACKROCK ADVISORS LLC 2,568,725 225,560,000 0.27%
75 BNP PARIBAS FINANCIAL MARKETS 2,307,319 223,956,631 0.27%
76 WELLS FARGO & COMPANY/MN 2,519,661 221,253,000 0.27%
77 UBS Group AG 2,466,298 216,566,000 0.26% Call
78 PICTET ASSET MANAGEMENT LTD 2,435,247 213,839,000 0.26%
79 UBS Group AG 2,421,500 212,632,000 0.26% Put
80 TIAA CREF INVESTMENT MANAGEMENT LLC 2,393,601 210,182,000 0.26%
81 NORDEA INVESTMENT MANAGEMENT AB 2,365,379 207,704,000 0.25%
82 HERMES INVESTMENT MANAGEMENT LTD 2,358,818 207,128,000 0.25%
83 Swiss National Bank 2,319,243 203,653,000 0.25%
84 Legal & General Group Plc 2,283,999 200,532,000 0.24%
85 TYBOURNE CAPITAL MANAGEMENT (HK) LTD 2,262,300 198,653,000 0.24%
86 JANUS HENDERSON GROUP PLC 2,181,558 191,530,000 0.23%
87 RUSSELL INVESTMENTS GROUP, LTD. 2,191,485 191,349,000 0.23%
88 BlackRock Finance, Inc. 2,159,712 189,645,000 0.23%
89 PRINCIPAL FINANCIAL GROUP INC 2,136,405 187,598,000 0.23%
90 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 2,110,760 185,346,000 0.23%
91 HIGHBRIDGE CAPITAL MANAGEMENT LLC 2,060,700 180,947,000 0.22% Put
92 CAISSE DE DEPOT ET PLACEMENT DU QUEBEC 2,059,619 180,633,000 0.22%
93 TRILOGY GLOBAL ADVISORS LP 2,055,459 180,489,000 0.22%
94 CITADEL ADVISORS LLC 2,046,900 179,738,000 0.22% Call
95 MASTERS CAPITAL MANAGEMENT LLC 2,004,700 176,033,000 0.21% Call
96 CI INVESTMENTS INC. 1,964,200 172,476,000 0.21%
97 DIMENSIONAL FUND ADVISORS LP 1,948,659 171,085,000 0.21%
98 HIGHBRIDGE CAPITAL MANAGEMENT LLC 1,939,700 170,325,000 0.21% Call
99 Swedbank 1,921,582 168,735,000 0.21%
100 MATTHEWS INTERNATIONAL CAPITAL MANAGEMENT LLC 1,860,455 163,367,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.