| 1 |
PROFICIO CAPITAL PARTNERS LLC |
27 |
1,000 |
0.00% |
|
|
| 2 |
EARNEST PARTNERS LLC |
50 |
2,000 |
0.00% |
|
|
| 3 |
BELLWETHER INVESTMENT GROUP, LLC |
38 |
2,000 |
0.00% |
|
|
| 4 |
M&T BANK CORP |
5 |
2,000 |
0.00% |
Call |
|
| 5 |
MACQUARIE GROUP LTD |
84 |
3,000 |
0.00% |
|
|
| 6 |
Vantage Investment Advisors, LLC |
101 |
4,000 |
0.00% |
|
|
| 7 |
BRONFMAN E.L. ROTHSCHILD, L.P. |
123 |
5,000 |
0.00% |
|
|
| 8 |
Gradient Investments LLC |
137 |
6,000 |
0.00% |
|
|
| 9 |
JFS WEALTH ADVISORS, LLC |
206 |
8,000 |
0.00% |
|
|
| 10 |
PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC |
194 |
8,000 |
0.00% |
|
|
| 11 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
194 |
8,000 |
0.00% |
|
|
| 12 |
Spot Trading L.L.C |
200 |
8,000 |
0.00% |
Put |
|
| 13 |
HOWE & RUSLING INC |
201 |
8,000 |
0.00% |
|
PRN |
| 14 |
Creative Planning |
304 |
12,000 |
0.00% |
|
|
| 15 |
DEUTSCHE BANK AG\ |
300 |
12,000 |
0.00% |
Call |
|
| 16 |
Kistler-Tiffany Companies, LLC |
300 |
12,000 |
0.00% |
|
|
| 17 |
Focused Wealth Management, Inc |
325 |
13,000 |
0.00% |
|
|
| 18 |
BALENTINE LLC |
307 |
13,000 |
0.00% |
|
|
| 19 |
CUTLER GROUP LLC / CA |
3,900 |
13,000 |
0.00% |
Call |
|
| 20 |
FARMERS & MERCHANTS INVESTMENTS INC |
358 |
15,000 |
0.00% |
|
|
| 21 |
WASHINGTON TRUST BANK |
400 |
16,000 |
0.00% |
|
|
| 22 |
HALL LAURIE J TRUSTEE |
450 |
18,000 |
0.00% |
|
|
| 23 |
FIRST MANHATTAN CO. LLC. |
500 |
20,000 |
0.00% |
|
|
| 24 |
Tower Research Capital LLC (TRC) |
518 |
21,000 |
0.00% |
|
|
| 25 |
NEXT Financial Group, Inc |
521 |
21,000 |
0.00% |
|
|
| 26 |
BESSEMER GROUP INC |
517 |
21,000 |
0.00% |
|
|
| 27 |
Alexandria Capital, LLC |
500 |
21,000 |
0.00% |
|
|
| 28 |
AMERICAN NATIONAL BANK & TRUST |
530 |
22,000 |
0.00% |
|
|
| 29 |
CENTRAL TRUST Co |
537 |
22,000 |
0.00% |
|
PRN |
| 30 |
GLENMEDE TRUST CO NA |
545 |
22,000 |
0.00% |
|
|
| 31 |
CLEAR PERSPECTIVE ADVISORS, LLC |
525 |
22,000 |
0.00% |
|
|
| 32 |
CENTERSTAR FUND, LLC |
6,100 |
23,000 |
0.00% |
Call |
PRN |
| 33 |
HUNTINGTON NATIONAL BANK |
612 |
25,000 |
0.00% |
|
|
| 34 |
Smithfield Trust Co |
675 |
28,000 |
0.00% |
|
|
| 35 |
SRS CAPITAL ADVISORS, INC. |
767 |
32,000 |
0.00% |
|
SH |
| 36 |
CENTERSTAR FUND, LLC |
21,000 |
34,000 |
0.00% |
Put |
PRN |
| 37 |
ARMBRUSTER CAPITAL MANAGEMENT, INC. |
1,000 |
41,000 |
0.00% |
|
|
| 38 |
DELTA ASSET MANAGEMENT LLC/TN |
1,000 |
41,000 |
0.00% |
|
|
| 39 |
Cable Hill Partners, LLC |
1,000 |
41,000 |
0.00% |
|
|
| 40 |
ROPES WEALTH ADVISORS LLC |
1,127 |
46,000 |
0.00% |
|
|
| 41 |
MSI Financial Services Inc |
1,198 |
49,000 |
0.00% |
|
|
| 42 |
PARALLEL ADVISORS, LLC |
1,336 |
55,000 |
0.00% |
|
|
| 43 |
GENEOS WEALTH MANAGEMENT INC. |
1,612 |
66,000 |
0.00% |
|
|
| 44 |
WHITTIER TRUST CO OF NEVADA INC |
1,680 |
69,000 |
0.00% |
|
|
| 45 |
CITIGROUP INC |
2,000 |
82,000 |
0.00% |
Put |
|
| 46 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
2,200 |
90,000 |
0.00% |
|
|
| 47 |
Parallax Volatility Advisers, L.P. |
2,343 |
96,000 |
0.00% |
|
|
| 48 |
CITIGROUP INC |
2,400 |
99,000 |
0.00% |
Call |
|
| 49 |
People's United Financial, Inc. |
2,795 |
115,000 |
0.00% |
|
|
| 50 |
Cornerstone Advisors, Inc. |
3,404 |
140,000 |
0.00% |
|
|
