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LEGG MASON INC
LEGG MASON INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 387 Institutional holders with a total value of $5,156,084,480.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Compagnie Lombard Odier SCmA 2,147 110,000 0.00%
52 NEW YORK LIFE TRUST CO 2,291 117,000 0.00%
53 Formidable Asset Management, LLC 2,375 124,000 0.00%
54 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 2,600 133,000 0.00%
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,597 133,000 0.00%
56 GOLDMAN SACHS GROUP INC 2,600 133,000 0.00% Call
57 Creative Planning 2,713 139,000 0.00%
58 SRB CORP 2,831 145,000 0.00%
59 Daiwa Securities Group Inc. 2,950 151,000 0.00%
60 Dai-ichi Life Holdings, Inc. 3,293 168,000 0.00%
61 Municipal Employees' Retirement System of Michigan 3,500 179,000 0.00%
62 NORDEA INVESTMENT MANAGEMENT AB 3,755 192,000 0.00%
63 Tower Research Capital LLC (TRC) 3,852 197,000 0.00%
64 Placemark Investments, Inc. 3,917 201,000 0.00%
65 TWO SIGMA ADVISERS, LP 4,000 205,000 0.00% Put
66 FIFTH THIRD BANCORP 4,035 206,000 0.00%
67 LOEWS CORP 4,075 208,000 0.00%
68 Quantbot Technologies LP 4,081 208,000 0.00%
69 Invictus RG Pte. Ltd. 4,175 214,000 0.00%
70 abrdn Investment Management Ltd 4,271 219,000 0.00%
71 Index Management Solutions, LLC 4,301 220,000 0.00%
72 Boussard & Gavaudan Investment Management LLP 4,737 244,000 0.00%
73 Visium Asset Management, LP 4,808 246,000 0.00%
74 MILLENNIUM MANAGEMENT LLC 4,800 246,000 0.00% Put
75 TWO SIGMA ADVISERS, LP 4,908 251,000 0.00%
76 Zweig-DiMenna Associates LLC 4,900 251,000 0.00%
77 Paloma Partners Management Co 5,000 255,000 0.00%
78 Spot Trading L.L.C 5,180 265,000 0.01%
79 CAPITAL FUND MANAGEMENT S.A. 5,200 266,000 0.01% Put
80 REYNOLDS CAPITAL MANAGEMENT LLC 5,200 266,000 0.01%
81 OFI Advisors LLC 5,386 276,000 0.01%
82 DELTA LLOYD NV 5,514 282,000 0.01%
83 Norinchukin Bank, The 5,536 283,000 0.01%
84 Lloyds Banking Group plc 5,649 289,000 0.01%
85 Neuberger Berman Group LLC 5,714 292,000 0.01%
86 LS Investment Advisors, LLC 5,767 295,000 0.01%
87 GIRARD ADVISORY SERVICES, LLC 5,825 298,000 0.01%
88 Parallax Volatility Advisers, L.P. 5,900 302,000 0.01% Call
89 PETTYJOHN, WOOD & WHITE, INC 5,990 306,000 0.01%
90 CAPSTONE ASSET MANAGEMENT CO 6,005 307,000 0.01%
91 OMERS ADMINISTRATION Corp 6,000 307,000 0.01%
92 First Dallas Securities Inc. 6,100 312,000 0.01%
93 Spot Trading L.L.C 6,200 317,000 0.01% Call
94 Passport Capital, LLC 6,319 323,000 0.01%
95 GREENWOOD CAPITAL ASSOCIATES LLC 6,385 327,000 0.01%
96 Quotient Investors, LLC 6,437 329,000 0.01%
97 AMALGAMATED BANK 6,446 330,000 0.01%
98 NORTH STAR ASSET MANAGEMENT INC 6,478 331,000 0.01%
99 MACQUARIE GROUP LTD 6,500 332,000 0.01%
100 Dynamic Technology Lab Private Ltd 6,492 332,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.