Dark
Light
System
Security
LEGG MASON INC
LEGG MASON INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 341 Institutional holders with a total value of $3,038,090,509.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 THRIVENT FINANCIAL FOR LUTHERANS 17,160 655,000 0.02%
152 STATE OF WISCONSIN INVESTMENT BOARD 17,224 657,000 0.02%
153 Allianz Asset Management GmbH 17,253 659,000 0.02%
154 CITIGROUP INC 17,400 664,000 0.02% Put
155 HSBC HOLDINGS PLC 17,508 668,000 0.02%
156 AMALGAMATED BANK 17,679 675,000 0.02%
157 ETRADE Capital Management LLC 17,927 684,000 0.02%
158 ProShare Advisors LLC 18,202 695,000 0.02%
159 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 18,304 698,000 0.02%
160 TCW GROUP INC 19,143 730,000 0.02%
161 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 19,470 743,000 0.02%
162 MALTESE CAPITAL MANAGEMENT LLC 19,800 756,000 0.02%
163 COMMONWEALTH BANK OF AUSTRALIA 20,000 763,000 0.03%
164 NOMURA HOLDINGS INC 20,178 774,000 0.03%
165 BB&T SECURITIES, LLC 20,981 800,000 0.03%
166 CITADEL ADVISORS LLC 21,000 801,000 0.03% Call
167 NEUBURGH ADVISERS LLC 21,120 806,000 0.03%
168 Bartlett & Co. LLC 21,651 826,000 0.03%
169 Boston Common Asset Management, LLC 21,965 838,000 0.03%
170 Louisiana State Employees Retirement System 22,300 851,000 0.03%
171 Ironwood Investment Counsel, LLC 22,325 852,000 0.03%
172 TWO SIGMA ADVISERS, LP 22,517 859,000 0.03%
173 GSA CAPITAL PARTNERS LLP 22,651 864,000 0.03%
174 HIGHBRIDGE CAPITAL MANAGEMENT LLC 23,440 894,000 0.03%
175 RIVERHEAD CAPITAL MANAGEMENT LLC 23,577 900,000 0.03%
176 Commonwealth Equity Services, Inc 23,824 909,000 0.03%
177 WELLS FARGO & COMPANY/MN 104,000 910,000 0.03% Call
178 CITIGROUP INC 25,476 972,000 0.03%
179 Ameritas Investment Partners, Inc. 25,566 976,000 0.03%
180 ELLINGTON MANAGEMENT GROUP LLC 26,000 992,000 0.03%
181 VOYA INVESTMENT MANAGEMENT LLC 26,366 1,006,000 0.03%
182 BARINGS LLC 26,800 1,023,000 0.03%
183 FORMULA GROWTH LTD 27,000 1,030,000 0.03%
184 PNC FINANCIAL SERVICES GROUP, INC. 27,537 1,050,000 0.03%
185 CITADEL ADVISORS LLC 27,900 1,065,000 0.04% Put
186 GLEN HARBOR CAPITAL MANAGEMENT LLC 29,040 1,108,000 0.04%
187 BARCLAYS PLC 29,600 1,130,000 0.04% Call
188 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 32,848 1,253,000 0.04%
189 Municipal Employees' Retirement System of Michigan 33,020 1,260,000 0.04%
190 NumerixS Investment Technologies Inc 33,482 1,278,000 0.04%
191 SEI INVESTMENTS CO 34,185 1,305,000 0.04%
192 MENTA CAPITAL LLC 34,400 1,313,000 0.04%
193 Liberty Mutual Group Asset Management Inc. 34,682 1,324,000 0.04%
194 STATE OF MICHIGAN RETIREMENT SYSTEM 35,200 1,343,000 0.04%
195 GHP Investment Advisors, Inc. 35,192 1,343,000 0.04%
196 CONTINENTAL ADVISORS LLC 35,445 1,353,000 0.04%
197 GAM Holding AG 35,560 1,357,000 0.04%
198 Arizona State Retirement System 36,000 1,374,000 0.05%
199 ELKFORK PARTNERS LLC 36,960 1,410,000 0.05%
200 KOVITZ INVESTMENT GROUP PARTNERS, LLC 37,500 1,431,000 0.05%
Page 4 of 7

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.