| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 6,845,891 | 38,748,000 | 11.13% | ||
| 2 | LAZARD ASSET MANAGEMENT LLC | 6,253,217 | 35,393,000 | 10.16% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,206,962 | 29,471,000 | 8.46% | ||
| 4 | UBS Group AG | 4,226,470 | 23,922,000 | 6.87% | ||
| 5 | MORGAN STANLEY | 3,403,406 | 19,263,000 | 5.53% | ||
| 6 | 1607 Capital Partners, LLC | 3,282,756 | 18,580,000 | 5.34% | ||
| 7 | WELLS FARGO & COMPANY/MN | 2,786,723 | 15,773,000 | 4.53% | ||
| 8 | Saba Capital Management, L.P. | 2,429,484 | 13,751,000 | 3.95% | ||
| 9 | Advisors Asset Management, Inc. | 2,331,905 | 13,199,000 | 3.79% | ||
| 10 | RELATIVE VALUE PARTNERS GROUP, LLC | 1,997,308 | 11,305,000 | 3.25% | ||
| 11 | CORNERSTONE ADVISORS INC | 1,976,633 | 11,188,000 | 3.21% | ||
| 12 | Bulldog Investors, LLP | 1,576,533 | 8,923,000 | 2.56% | ||
| 13 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,389,886 | 7,867,000 | 2.26% | ||
| 14 | Vident Investment Advisory, LLC | 1,365,727 | 7,730,000 | 2.22% | ||
| 15 | RAYMOND JAMES & ASSOCIATES | 1,317,283 | 7,456,000 | 2.14% | ||
| 16 | DESCHUTES PORTFOLIO STRATEGY, LLC | 1,111,473 | 6,291,000 | 1.81% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 1,039,181 | 5,882,000 | 1.69% | ||
| 18 | Shaker Financial Services, LLC | 1,011,382 | 5,724,000 | 1.64% | ||
| 19 | 1832 Asset Management L.P. | 913,658 | 5,177,000 | 1.49% | ||
| 20 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 676,959 | 3,832,000 | 1.10% | ||
| 21 | BRINKER CAPITAL INC | 667,603 | 3,779,000 | 1.09% | ||
| 22 | GEODE CAPITAL MANAGEMENT, LLC | 614,576 | 3,478,000 | 1.00% | ||
| 23 | Ancora Advisors LLC | 583,265 | 3,301,000 | 0.95% | ||
| 24 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 579,372 | 3,282,000 | 0.94% | ||
| 25 | GUGGENHEIM CAPITAL LLC | 483,871 | 2,739,000 | 0.79% | ||
| 26 | CITIGROUP INC | 468,293 | 2,651,000 | 0.76% | ||
| 27 | Arete Wealth Advisors, LLC | 405,841 | 2,297,000 | 0.66% | ||
| 28 | CLOUGH CAPITAL PARTNERS L P | 401,293 | 2,271,000 | 0.65% | ||
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 382,192 | 2,162,000 | 0.62% | ||
| 30 | Raymond James Financial Services Advisors, Inc. | 372,795 | 2,110,000 | 0.61% | ||
| 31 | Laurion Capital Management LP | 334,900 | 1,896,000 | 0.54% | ||
| 32 | WEDBUSH SECURITIES INC | 325,116 | 1,840,000 | 0.53% | ||
| 33 | BANK OF AMERICA CORP /DE/ | 291,196 | 1,648,000 | 0.47% | ||
| 34 | Cetera Advisor Networks LLC | 285,056 | 1,610,000 | 0.46% | ||
| 35 | Advisory Alpha, LLC | 253,997 | 1,463,000 | 0.42% | ||
| 36 | Oxbow Advisors, LLC | 251,910 | 1,426,000 | 0.41% | ||
| 37 | ROYAL BANK OF CANADA | 246,012 | 1,393,000 | 0.40% | ||
| 38 | Invesco Ltd. | 225,487 | 1,276,000 | 0.37% | ||
| 39 | LPL Financial LLC | 218,974 | 1,239,000 | 0.36% | ||
| 40 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 200,374 | 1,134,000 | 0.33% | ||
| 41 | DOLIVER ADVISORS, LP | 197,389 | 1,117,000 | 0.32% | ||
| 42 | Curi Capital, LLC | 163,752 | 927,000 | 0.27% | ||
| 43 | Global Endowment Management, LP | 112,619 | 637,000 | 0.18% | ||
| 44 | OPPENHEIMER & CO INC | 110,473 | 625,000 | 0.18% | ||
| 45 | Sigma Planning Corp | 106,936 | 605,000 | 0.17% | ||
| 46 | MML INVESTORS SERVICES, INC. | 103,821 | 588,000 | 0.17% | ||
| 47 | STATE OF WISCONSIN INVESTMENT BOARD | 103,750 | 587,000 | 0.17% | ||
| 48 | Zuckerman Investment Group, LLC | 98,177 | 556,000 | 0.16% | ||
| 49 | SHEPHERD KAPLAN KROCHUK, LLC | 91,600 | 518,000 | 0.15% | ||
| 50 | NATIONAL PLANNING CORP | 79,078 | 454,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
