| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF MONTREAL /CAN/ | 80 | 4,000 | 0.00% | PRN | |
| 2 | MORGAN STANLEY | 80 | 4,000 | 0.00% | ||
| 3 | NEXT Financial Group, Inc | 100 | 5,000 | 0.00% | ||
| 4 | ADVISOR GROUP, INC. | 430 | 20,000 | 0.00% | ||
| 5 | D.A. DAVIDSON & CO. | 500 | 23,000 | 0.00% | ||
| 6 | MSI Financial Services Inc | 485 | 23,000 | 0.00% | ||
| 7 | ROYAL BANK OF CANADA | 600 | 28,000 | 0.00% | PRN | |
| 8 | Nuveen Asset Management, LLC | 624,629 | 29,000 | 0.00% | PRN | |
| 9 | FLOW TRADERS U.S. LLC | 927 | 43,000 | 0.00% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 950 | 44,000 | 0.00% | ||
| 11 | Tower Research Capital LLC (TRC) | 1,410 | 66,000 | 0.01% | ||
| 12 | SEI INVESTMENTS CO | 1,450 | 68,000 | 0.01% | ||
| 13 | UBS Group AG | 2,640 | 124,000 | 0.01% | ||
| 14 | AGF INVESTMENTS INC. | 2,900 | 135,000 | 0.01% | ||
| 15 | SMITH, MOORE & CO. | 4,375 | 204,000 | 0.02% | ||
| 16 | Orca Investment Management, LLC | 10,063 | 470,000 | 0.05% | ||
| 17 | Cutler Capital Management, LLC | 12,667 | 592,000 | 0.06% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 13,809 | 645,000 | 0.07% | ||
| 19 | DEUTSCHE BANK AG\ | 22,975 | 1,073,000 | 0.11% | ||
| 20 | Jefferies Group LLC | 23,520 | 1,099,000 | 0.12% | ||
| 21 | JUPITER ASSET MANAGEMENT LTD | 25,000 | 1,181,000 | 0.12% | PRN | |
| 22 | SUMMITRY LLC | 25,320 | 1,183,000 | 0.12% | ||
| 23 | BANK OF AMERICA CORP /DE/ | 29,491 | 1,379,000 | 0.15% | ||
| 24 | Calamos Wealth Management LLC | 33,241 | 1,554,000 | 0.16% | ||
| 25 | MUFG Americas Holdings Corp | 37,248 | 1,749,000 | 0.18% | ||
| 26 | ADVENT CAPITAL MANAGEMENT /DE/ | 55,336 | 2,586,000 | 0.27% | ||
| 27 | SSI INVESTMENT MANAGEMENT LLC | 77,005 | 3,596,000 | 0.38% | ||
| 28 | WELLS FARGO & COMPANY/MN | 78,229 | 3,656,000 | 0.39% | ||
| 29 | LORD, ABBETT & CO. LLC | 85,145 | 3,980,000 | 0.42% | ||
| 30 | INGALLS & SNYDER LLC | 85,378 | 3,991,000 | 0.42% | ||
| 31 | MERITAGE PORTFOLIO MANAGEMENT | 103,865 | 4,854,000 | 0.51% | ||
| 32 | CREDIT SUISSE AG/ | 108,001 | 5,048,000 | 0.53% | ||
| 33 | Invesco Ltd. | 163,801 | 7,656,000 | 0.81% | ||
| 34 | VAN ECK ASSOCIATES CORP | 181,510 | 8,484,000 | 0.89% | ||
| 35 | GOLDMAN SACHS GROUP INC | 229,603 | 10,731,000 | 1.13% | ||
| 36 | JPMORGAN CHASE & CO | 250,832 | 11,724,000 | 1.23% | ||
| 37 | PUTNAM INVESTMENTS LLC | 264,603 | 12,424,000 | 1.31% | ||
| 38 | FEDERATED HERMES, INC. | 338,570 | 15,825,000 | 1.67% | ||
| 39 | FMR LLC | 350,400 | 16,378,000 | 1.72% | ||
| 40 | Bank of New York Mellon Corp | 391,371 | 18,292,000 | 1.93% | ||
| 41 | Capital Research Global Investors | 600,000 | 28,044,000 | 2.95% | ||
| 42 | OppenheimerFunds, Inc. | 771,310 | 36,051,000 | 3.80% | ||
| 43 | Clearbridge Investments, LLC | 810,380 | 37,877,000 | 3.99% | ||
| 44 | CAMDEN ASSET MANAGEMENT L P /CA | 1,122,108 | 52,683,000 | 5.55% | ||
| 45 | AQR ARBITRAGE LLC | 1,127,825 | 53,233,000 | 5.61% | ||
| 46 | Allianz Asset Management GmbH | 1,362,505 | 63,683,000 | 6.71% | ||
| 47 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,649,058 | 77,077,000 | 8.12% | ||
| 48 | Calamos Advisors LLC | 1,667,476 | 77,938,000 | 8.21% | ||
| 49 | FRANKLIN RESOURCES INC | 2,850,000 | 133,209,000 | 14.03% | ||
| 50 | MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | 5,321,678 | 248,735,000 | 26.20% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
