| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 6,000 | 6,000 | 0.00% | PRN | |
| 2 | BLAIR WILLIAM & CO/IL | 20,000 | 20,000 | 0.01% | ||
| 3 | BAILARD, INC. | 42,000 | 42,000 | 0.02% | ||
| 4 | AGF INVESTMENTS INC. | 150,000 | 150,000 | 0.06% | ||
| 5 | SUNTRUST BANKS INC | 290,000 | 290,000 | 0.12% | ||
| 6 | GABELLI & Co INVESTMENT ADVISERS, INC. | 500,000 | 510,000 | 0.21% | PRN | |
| 7 | Verition Fund Management LLC | 837,000 | 841,000 | 0.34% | PRN | |
| 8 | GABELLI FUNDS LLC | 1,600,000 | 1,633,000 | 0.67% | PRN | |
| 9 | JPMORGAN CHASE & CO | 2,320,000 | 2,332,000 | 0.95% | PRN | |
| 10 | ANGELO GORDON & CO., L.P. | 3,000,000 | 3,002,000 | 1.22% | PRN | |
| 11 | Calamos Advisors LLC | 4,000,000 | 4,083,000 | 1.67% | PRN | |
| 12 | SSI INVESTMENT MANAGEMENT LLC | 4,402,000 | 4,405,000 | 1.80% | PRN | |
| 13 | CSS LLC/IL | 6,811,000 | 6,829,000 | 2.79% | PRN | |
| 14 | CITADEL ADVISORS LLC | 9,000,000 | 9,088,000 | 3.71% | PRN | |
| 15 | K2 PRINCIPAL FUND, L.P. | 11,500 | 11,673,000 | 4.76% | PRN | |
| 16 | WOLVERINE ASSET MANAGEMENT LLC | 12,686,000 | 12,803,000 | 5.22% | PRN | |
| 17 | ZAZOVE ASSOCIATES LLC | 14,285,000 | 14,464,000 | 5.90% | PRN | |
| 18 | Tetragon Partners GP Ltd | 14,500,000 | 14,718,000 | 6.00% | PRN | |
| 19 | ADVENT CAPITAL MANAGEMENT /DE/ | 49,085,000 | 49,450,000 | 20.17% | PRN | |
| 20 | FRANKLIN RESOURCES INC | 108,130,000 | 108,778,000 | 44.38% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
