| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 55,849,000 | 55,080,000 | 14.52% | PRN | |
| 2 | OAKTREE CAPITAL MANAGEMENT LP | 41,129,000 | 40,628,000 | 10.71% | PRN | |
| 3 | MACKAY SHIELDS LLC | 40,883,000 | 40,478,000 | 10.67% | PRN | |
| 4 | CITIGROUP INC | 38,192,000 | 37,643,000 | 9.93% | PRN | |
| 5 | DEUTSCHE BANK AG\ | 37,021,000 | 36,488,000 | 9.62% | PRN | |
| 6 | Allianz Asset Management GmbH | 35,975,000 | 35,550,000 | 9.37% | PRN | |
| 7 | SHENKMAN CAPITAL MANAGEMENT INC | 23,999,000 | 23,774,000 | 6.27% | PRN | |
| 8 | SONORA INVESTMENT MANAGEMENT, LLC | 11,910,000 | 11,720,631 | 3.09% | ||
| 9 | WELLINGTON MANAGEMENT GROUP LLP | 11,684,000 | 11,516,000 | 3.04% | PRN | |
| 10 | CITADEL ADVISORS LLC | 11,500,000 | 11,345,000 | 2.99% | PRN | |
| 11 | BESSEMER GROUP INC | 11,000,000 | 10,879,000 | 2.87% | PRN | |
| 12 | Invesco Ltd. | 11,000,000 | 10,842,000 | 2.86% | PRN | |
| 13 | Neuberger Berman Group LLC | 9,730,000 | 9,590,000 | 2.53% | PRN | |
| 14 | THRIVENT FINANCIAL FOR LUTHERANS | 8,300,000 | 8,181,000 | 2.16% | ||
| 15 | JPMORGAN CHASE & CO | 7,228,000 | 7,140,000 | 1.88% | PRN | |
| 16 | CREDIT SUISSE AG/ | 5,736,000 | 5,654,000 | 1.49% | PRN | |
| 17 | PUTNAM INVESTMENTS LLC | 4,401,000 | 4,338,000 | 1.14% | ||
| 18 | GOLDMAN SACHS GROUP INC | 3,087,000 | 3,043,000 | 0.80% | PRN | |
| 19 | Fore Research & Management, LP | 3,000,000 | 2,971,000 | 0.78% | PRN | |
| 20 | WELLS FARGO & COMPANY/MN | 2,485,000 | 2,450,000 | 0.65% | PRN | |
| 21 | Bank of New York Mellon Corp | 2,450,000 | 2,421,000 | 0.64% | ||
| 22 | SG Americas Securities, LLC | 22,000 | 2,179,000 | 0.57% | PRN | |
| 23 | PROSPECTOR PARTNERS LLC | 1,400,000 | 1,380,000 | 0.36% | PRN | |
| 24 | IRON Financial LLC | 1,025,000 | 1,018,000 | 0.27% | ||
| 25 | DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN | 750,000 | 738,000 | 0.19% | PRN | |
| 26 | BlackRock Finance, Inc. | 490,000 | 483,000 | 0.13% | PRN | |
| 27 | BARCLAYS PLC | 404,000 | 398,000 | 0.10% | PRN | |
| 28 | SUNTRUST BANKS INC | 349,000 | 344,000 | 0.09% | PRN | |
| 29 | STIFEL FINANCIAL CORP | 285,000 | 281,000 | 0.07% | PRN | |
| 30 | D.A. DAVIDSON & CO. | 150,000 | 144,000 | 0.04% | ||
| 31 | SEI INVESTMENTS CO | 127,000 | 125,000 | 0.03% | ||
| 32 | BANK OF AMERICA CORP /DE/ | 99,000 | 98,000 | 0.03% | PRN | |
| 33 | OPPENHEIMER ASSET MANAGEMENT INC. | 90,000 | 89,000 | 0.02% | ||
| 34 | MORGAN STANLEY | 70,000 | 69,000 | 0.02% | PRN | |
| 35 | M&T BANK CORP | 53,000 | 52,000 | 0.01% | PRN | |
| 36 | EDGE ADVISORS, LLC | 28,000 | 27,000 | 0.01% | ||
| 37 | Wellesley Asset Management | 27,154 | 26,899 | 0.01% | PRN | |
| 38 | ADVISOR GROUP, INC. | 24 | 24,000 | 0.01% | PRN | |
| 39 | Brown Advisory Securities, LLC | 23,000 | 23,000 | 0.01% | PRN | |
| 40 | BLAIR WILLIAM & CO/IL | 15,000 | 14,000 | 0.00% | ||
| 41 | Raymond James Financial Services Advisors, Inc. | 14,000 | 14,000 | 0.00% | PRN | |
| 42 | UBS Group AG | 5,000 | 5,000 | 0.00% | PRN | |
| 43 | MASCOMA WEALTH MANAGEMENT LLC | 3,000 | 3,000 | 0.00% | ||
| 44 | North Star Investment Management Corp. | 2,000 | 2,000 | 0.00% | ||
| 45 | ROYAL BANK OF CANADA | 2,000 | 2,000 | 0.00% | PRN | |
| 46 | VIVALDI CAPITAL MANAGEMENT, LLC | 20,000 | 20 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
