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LMP CAP & INCOME FD INC
LMP CAP & INCOME FD INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 35 Institutional holders with a total value of $72,279,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 866,970 12,328,000 17.06%
2 WELLS FARGO & COMPANY/MN 860,622 12,238,000 16.93%
3 RAYMOND JAMES & ASSOCIATES 659,066 9,372,000 12.97%
4 Advisors Asset Management, Inc. 364,838 5,188,000 7.18%
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 269,021 3,825,000 5.29%
6 CORNERSTONE ADVISORS INC 265,709 3,778,000 5.23%
7 Raymond James Financial Services Advisors, Inc. 237,070 3,371,000 4.66%
8 Invesco Ltd. 219,210 3,117,000 4.31%
9 GUGGENHEIM CAPITAL LLC 202,117 2,874,000 3.98%
10 LAZARD ASSET MANAGEMENT LLC 198,337 2,820,000 3.90%
11 1607 Capital Partners, LLC 192,577 2,738,000 3.79%
12 BANK OF AMERICA CORP /DE/ 178,461 2,537,000 3.51%
13 PARAMETRIC PORTFOLIO ASSOCIATES LLC 122,468 1,741,000 2.41%
14 COHEN & STEERS, INC. 116,738 1,660,000 2.30%
15 ROYAL BANK OF CANADA 51,032 726,000 1.00%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 43,981 626,000 0.87%
17 CUE ADVISORY SERVICES, INC. 37,998 540,000 0.75%
18 OPPENHEIMER & CO INC 36,256 516,000 0.71%
19 Commonwealth Equity Services, Inc 24,351 346,000 0.48%
20 Private Advisor Group, LLC 22,321 318,000 0.44%
21 UBS Group AG 16,761 238,000 0.33%
22 CARDAN CAPITAL PARTNERS, LLC 15,301 218,000 0.30%
23 CITIGROUP INC 13,211 188,000 0.26%
24 Capital Investment Advisors, LLC 12,900 183,000 0.25%
25 ADVISOR GROUP, INC. 12,052 171,000 0.24%
26 Saba Capital Management, L.P. 11,589 165,000 0.23%
27 RAYMOND JAMES TRUST N.A. 10,620 151,000 0.21%
28 M&T BANK CORP 10,011 142,000 0.20%
29 Thomas J. Herzfeld Advisors, Inc. 7,833 111,000 0.15%
30 PNC FINANCIAL SERVICES GROUP, INC. 1,780 26,000 0.04%
31 TRUST CO OF VERMONT 1,178 17,000 0.02%
32 Creative Planning 400 6,000 0.01%
33 MUFG Americas Holdings Corp 106 2,000 0.00%
34 PENSERRA CAPITAL MANAGEMENT LLC 104 1,000 0.00%
35 MOSAIC FAMILY WEALTH, LLC 75 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.