| 1 |
Oakworth Capital, Inc. |
5 |
0 |
0.00% |
|
|
| 2 |
CUTLER GROUP LLC / CA |
5,000 |
0 |
0.00% |
Put |
|
| 3 |
EXANE DERIVATIVES |
19 |
1,437 |
0.00% |
|
|
| 4 |
Vantage Investment Advisors, LLC |
36 |
3,000 |
0.00% |
|
|
| 5 |
Glassman Wealth Services |
53 |
4,000 |
0.00% |
|
|
| 6 |
SEVENBRIDGE FINANCIAL GROUP, LLC |
76 |
5,000 |
0.00% |
|
|
| 7 |
Jefferies Group LLC |
77 |
6,000 |
0.00% |
|
|
| 8 |
ASSETMARK, INC |
100 |
8,000 |
0.00% |
|
|
| 9 |
Hanson & Doremus Investment Management |
110 |
8,319 |
0.00% |
|
|
| 10 |
ARROW FINANCIAL CORP |
125 |
9,000 |
0.00% |
|
|
| 11 |
Financial Management Professionals, Inc. |
166 |
12,000 |
0.00% |
|
|
| 12 |
ASSET DEDICATION, LLC |
160 |
12,000 |
0.00% |
|
|
| 13 |
NewSquare Capital LLC |
173 |
13,000 |
0.00% |
|
|
| 14 |
KRILOGY FINANCIAL LLC |
192 |
15,000 |
0.00% |
|
|
| 15 |
Focused Wealth Management, Inc |
214 |
16,000 |
0.00% |
|
|
| 16 |
WESTSIDE INVESTMENT MANAGEMENT, INC. |
220 |
16,278 |
0.00% |
|
|
| 17 |
TCI Wealth Advisors, Inc. |
220 |
17,000 |
0.00% |
|
|
| 18 |
DELTA ASSET MANAGEMENT LLC/TN |
250 |
19,000 |
0.00% |
|
|
| 19 |
Cypress Capital Management LLC (WY) |
250 |
19,111 |
0.00% |
|
|
| 20 |
Hartford Financial Management Inc. |
280 |
21,000 |
0.00% |
|
|
| 21 |
Lowe Wealth Advisors, LLC |
300 |
23,000 |
0.00% |
|
|
| 22 |
Tower Research Capital LLC (TRC) |
305 |
23,000 |
0.00% |
|
|
| 23 |
CWM, LLC |
300 |
23,000 |
0.00% |
|
|
| 24 |
PACIFIC CENTER FOR FINANCIAL SERVICES |
337 |
25,000 |
0.00% |
|
|
| 25 |
AlphaMark Advisors, LLC |
354 |
27,000 |
0.00% |
|
|
| 26 |
CUMBERLAND ADVISORS INC |
370 |
28,000 |
0.00% |
|
|
| 27 |
People's United Financial, Inc. |
382 |
29,000 |
0.00% |
|
|
| 28 |
YORKBRIDGE WEALTH PARTNERS, LLC |
420 |
29,000 |
0.00% |
|
|
| 29 |
Parasol Investment Management, LLC |
400 |
30,000 |
0.00% |
|
|
| 30 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
433 |
33,000 |
0.00% |
|
|
| 31 |
QCI ASSET MANAGEMENT INC/NY |
478 |
36,000 |
0.00% |
|
|
| 32 |
MARK SHEPTOFF FINANCIAL PLANNING, LLC |
500 |
38,000 |
0.00% |
|
|
| 33 |
CENTERSTAR FUND, LLC |
517 |
39,000 |
0.00% |
|
PRN |
| 34 |
PRENTISS SMITH & CO INC |
560 |
42,000 |
0.00% |
|
|
| 35 |
QUADRANT CAPITAL GROUP LLC |
562 |
42,000 |
0.00% |
|
|
| 36 |
Stanford Investment Group, Inc. |
600 |
45,000 |
0.00% |
|
PRN |
| 37 |
Barnett & Company, Inc. |
600 |
45,000 |
0.00% |
|
|
| 38 |
Smithfield Trust Co |
600 |
45,000 |
0.00% |
|
|
| 39 |
First Personal Financial Services |
600 |
45,000 |
0.00% |
|
PRN |
| 40 |
Gemmer Asset Management LLC |
633 |
48,000 |
0.00% |
|
|
| 41 |
PITTENGER & ANDERSON INC |
650 |
49,000 |
0.00% |
|
|
| 42 |
LEE FINANCIAL CORP |
644 |
49,000 |
0.00% |
|
|
| 43 |
Johnson Financial Group, Inc. |
672 |
51,000 |
0.00% |
|
|
| 44 |
CENTERSTAR FUND, LLC |
25,600 |
53,000 |
0.00% |
Put |
PRN |
| 45 |
BELLWETHER INVESTMENT GROUP, LLC |
733 |
55,000 |
0.00% |
|
|
| 46 |
JACKSON, GRANT INVESTMENT ADVISERS, INC. |
754 |
57,000 |
0.00% |
|
|
| 47 |
KANALY TRUST CO |
779 |
59,000 |
0.00% |
|
|
| 48 |
Allworth Financial LP |
837 |
63,000 |
0.00% |
|
PRN |
| 49 |
Kistler-Tiffany Companies, LLC |
881 |
67,000 |
0.00% |
|
|
| 50 |
ADVANTAGE INVESTMENT MANAGEMENT, LLC |
925 |
70,000 |
0.00% |
|
|
