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MAIN STREET CAPITAL CORP COM
MAIN STREET CAPITAL CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 128 Institutional holders with a total value of $398,777,777.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Creative Planning 6,000 1,000 0.00% Call
2 Edge Wealth Management LLC 21 1,000 0.00%
3 Transamerica Financial Advisors, LLC 136 4,000 0.00%
4 Kistler-Tiffany Companies, LLC 160 4,000 0.00%
5 Gradient Investments LLC 176 5,000 0.00%
6 First City Capital Management, Inc. 300 7,998 0.00%
7 Windsor Capital Management, LLC 319 8,000 0.00%
8 First Horizon Advisors, Inc. 321 8,000 0.00%
9 Avior Wealth Management, LLC 350 9,000 0.00%
10 BNP PARIBAS FINANCIAL MARKETS 386 10,291 0.00%
11 WFG Advisors, LP 500 13,000 0.00%
12 Global X Management CO LLC 680 18,000 0.00%
13 NEXT Financial Group, Inc 900 23,000 0.01%
14 Winslow, Evans & Crocker, Inc. 882 23,488 0.01%
15 BlackRock Finance, Inc. 900 24,000 0.01%
16 FARMERS & MERCHANTS INVESTMENTS INC 906 24,000 0.01%
17 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,000 27,000 0.01%
18 FIFTH THIRD BANCORP 1,250 33,000 0.01%
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,371 37,000 0.01%
20 HARFST & ASSOCIATES, INC. 1,753 47,000 0.01%
21 Shamrock Asset Management LLC 2,680 71,000 0.02%
22 GLENMEDE TRUST CO NA 2,770 73,000 0.02%
23 Tower Research Capital LLC (TRC) 4,051 108,000 0.03%
24 PRELUDE CAPITAL MANAGEMENT, LLC 6,000 160,000 0.04%
25 PineBridge Investments, L.P. 7,543 201,000 0.05%
26 Callahan Advisors, LLC 7,946 212,000 0.05%
27 SCHRODER INVESTMENT MANAGEMENT GROUP 8,200 219,000 0.05%
28 PNC FINANCIAL SERVICES GROUP, INC. 9,058 242,000 0.06%
29 ENVESTNET ASSET MANAGEMENT INC 9,157 244,000 0.06%
30 Investors Capital Advisory Services 9,197 245,000 0.06%
31 AMERICAN INTERNATIONAL GROUP, INC. 9,216 246,000 0.06%
32 CFO4Life, L.P. 9,280 247,000 0.06%
33 Private Advisor Group, LLC 10,164 271,000 0.07%
34 US BANCORP \DE\ 10,345 276,000 0.07%
35 Chicago Partners Investment Group LLC 10,543 281,000 0.07%
36 PEAK6 Group LLC 10,805 288,000 0.07%
37 Stratos Wealth Partners, LTD. 10,824 289,000 0.07%
38 Segment Wealth Management, LLC 11,059 295,000 0.07%
39 Sigma Planning Corp 11,170 298,000 0.07%
40 VICTORY CAPITAL MANAGEMENT INC 11,798 315,000 0.08%
41 SII INVESTMENTS INC/WI 11,958 320,000 0.08%
42 Janney Montgomery Scott LLC 12,151 324,000 0.08%
43 Advisory Services Network, LLC 12,941 345,000 0.09%
44 MSI Financial Services Inc 12,968 346,000 0.09%
45 BANK OF AMERICA CORP /DE/ 12,963 346,000 0.09%
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,000 347,000 0.09%
47 Regal Investment Advisors LLC 13,746 366,000 0.09%
48 TCW GROUP INC 14,200 379,000 0.10%
49 WEDBUSH SECURITIES INC 14,726 393,000 0.10%
50 Cetera Advisor Networks LLC 15,585 413,000 0.10%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.