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MAIN STREET CAPITAL CORP
MAIN STREET CAPITAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 184 Institutional holders with a total value of $583,477,056.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CUTLER GROUP LLC / CA 700 0 0.00% Put
2 SEI INVESTMENTS CO 4 0 0.00%
3 IHT WEALTH MANAGEMENT, LLC 170 1,000 0.00%
4 CUTLER GROUP LLC / CA 1,600 1,000 0.00% Call
5 HOWE & RUSLING INC 18 1,000 0.00%
6 WESTSIDE INVESTMENT MANAGEMENT, INC. 34 1,306 0.00%
7 Hudock, Inc. 53 2,000 0.00%
8 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 100 3,846 0.00%
9 SEVENBRIDGE FINANCIAL GROUP, LLC 100 4,000 0.00%
10 GROUP ONE TRADING LLC 93 4,000 0.00%
11 BESSEMER GROUP INC 124 5,000 0.00%
12 Kistler-Tiffany Companies, LLC 160 6,000 0.00%
13 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 150 6,000 0.00%
14 Gradient Investments LLC 176 7,000 0.00%
15 Nelson Capital Management, LLC 173 7,000 0.00%
16 BRONFMAN E.L. ROTHSCHILD, L.P. 200 8,000 0.00%
17 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 216 8,000 0.00%
18 Employees Retirement System of Texas 232 9,000 0.00%
19 SIMPLEX TRADING, LLC 253 9,000 0.00%
20 Orion Porfolio Solutions, LLC 275 11,000 0.00%
21 Edge Wealth Management LLC 300 11,000 0.00%
22 Parallax Volatility Advisers, L.P. 307 12,000 0.00%
23 Baystate Wealth Management LLC 350 14,000 0.00%
24 BNP PARIBAS FINANCIAL MARKETS 386 14,846 0.00%
25 Quantbot Technologies LP 484 18,000 0.00%
26 FARMERS & MERCHANTS INVESTMENTS INC 522 20,000 0.00%
27 Sandy Spring Bank 555 21,000 0.00%
28 SeaBridge Investment Advisors LLC 560 22,000 0.00%
29 Clearbridge Investments, LLC 593 23,000 0.00%
30 Financial Architects, Inc 700 27,000 0.00%
31 Allworth Financial LP 705 27,000 0.00%
32 CUTLER GROUP LLC / CA 741 28,000 0.00%
33 PENSERRA CAPITAL MANAGEMENT LLC 766 29,000 0.00%
34 WEBSTER BANK, N. A. 750 29,000 0.00%
35 CREATIVE FINANCIAL DESIGNS INC /ADV 784 30,000 0.01%
36 FOUNDERS CAPITAL MANAGEMENT 800 31,000 0.01%
37 CITIGROUP INC 900 35,000 0.01% Put
38 WHITTIER TRUST CO 970 37,000 0.01%
39 CITIGROUP INC 1,000 38,000 0.01% Call
40 SPOT TRADING LLC /BD 1,000 38,000 0.01% Put
41 D.A. DAVIDSON & CO. 1,025 39,000 0.01%
42 GLENMEDE TRUST CO NA 1,320 50,000 0.01%
43 PARALLEL ADVISORS, LLC 1,303 50,000 0.01%
44 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,700 65,000 0.01%
45 HARFST & ASSOCIATES, INC. 1,753 67,000 0.01%
46 Perigon Wealth Management, LLC 1,911 74,000 0.01%
47 NISA INVESTMENT ADVISORS, LLC 2,000 76,000 0.01%
48 Parallax Volatility Advisers, L.P. 2,000 77,000 0.01% Put
49 NEXT Financial Group, Inc 2,100 81,000 0.01%
50 Shamrock Asset Management LLC 2,220 85,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.