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MAIN STREET CAPITAL CORP
MAIN STREET CAPITAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 184 Institutional holders with a total value of $583,477,056.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,217 86,000 0.01%
52 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,318 89,000 0.02%
53 JPMORGAN CHASE & CO 2,921 113,000 0.02%
54 Tower Research Capital LLC (TRC) 3,100 119,000 0.02%
55 V WEALTH MANAGEMENT,LLC 3,600 139,000 0.02%
56 Global X Management CO LLC 3,657 141,000 0.02%
57 US BANCORP \DE\ 3,707 143,000 0.02%
58 RESOURCES INVESTMENT ADVISORS, INC. 3,831 147,000 0.03%
59 GLOBAL RETIREMENT PARTNERS, LLC 4,001 154,000 0.03%
60 Aperio Group, LLC 5,311 204,000 0.03%
61 SII INVESTMENTS INC/WI 5,612 204,000 0.03%
62 STEEL GROVE CAPITAL ADVISORS, LLC 5,326 205,000 0.04%
63 KEMPNER CAPITAL MANAGEMENT INC. 5,500 212,000 0.04%
64 SAPPHIRE STAR PARTNERS LP 5,877 226,000 0.04%
65 STIFEL FINANCIAL CORP 6,010 231,000 0.04%
66 GENEOS WEALTH MANAGEMENT INC. 6,206 238,000 0.04%
67 WOLVERINE TRADING LP /BD 6,300 244,000 0.04% Put
68 Verity Asset Management, Inc. 6,400 247,000 0.04%
69 NAVELLIER & ASSOCIATES INC 6,457 248,000 0.04%
70 Gotham Asset Management, LLC 6,461 248,000 0.04%
71 FIFTH THIRD BANCORP 6,550 252,000 0.04%
72 EP Wealth Advisors, LLC 7,000 269,000 0.05%
73 HighTower Trust Company, N.A. 7,004 269,000 0.05%
74 LIDO ADVISORS, LLC 7,061 272,000 0.05%
75 TUDOR INVESTMENT CORP ET AL 7,104 273,000 0.05%
76 Regal Investment Advisors LLC 7,468 287,000 0.05%
77 Cetera Advisor Networks LLC 7,634 293,000 0.05%
78 IFC Holdings Incorporated/FL 8,048 311,000 0.05%
79 Chicago Partners Investment Group LLC 8,299 311,000 0.05%
80 CITIGROUP INC 8,182 315,000 0.05%
81 STABLEFORD CAPITAL II LLC 8,335 321,000 0.06%
82 Concert Wealth Management Inc. 8,356 322,000 0.06%
83 MACKENZIE FINANCIAL CORP 8,437 324,000 0.06%
84 B. Riley Wealth Advisors, Inc. 10,567 407,000 0.07%
85 Callahan Advisors, LLC 10,601 408,000 0.07%
86 Winslow, Evans & Crocker, Inc. 10,800 415,140 0.07%
87 Frontier Wealth Management LLC 11,000 423,000 0.07%
88 VOYA FINANCIAL ADVISORS, INC. 11,946 464,000 0.08%
89 PNC FINANCIAL SERVICES GROUP, INC. 12,131 466,000 0.08%
90 First City Capital Management, Inc. 12,225 470,000 0.08%
91 EAGLE GLOBAL ADVISORS LLC 12,529 482,000 0.08%
92 Janney Montgomery Scott LLC 12,912 497,000 0.09%
93 SPOT TRADING LLC /BD 13,600 523,000 0.09% Call
94 CITADEL ADVISORS LLC 13,800 531,000 0.09% Call
95 PineBridge Investments, L.P. 14,100 542,000 0.09%
96 IFP ADVISORS, INC 14,883 572,000 0.10%
97 BB&T SECURITIES, LLC 16,385 630,000 0.11%
98 COLDSTREAM CAPITAL MANAGEMENT INC 16,818 647,000 0.11%
99 Private Advisor Group, LLC 17,126 658,000 0.11%
100 Focused Wealth Management, Inc 17,477 672,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.