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MAIN STREET CAPITAL CORP
MAIN STREET CAPITAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 184 Institutional holders with a total value of $583,477,056.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 Creative Planning 17,595 677,000 0.12%
102 Partnervest Advisory Services LLC 18,087 696,000 0.12%
103 CAPITAL FUND MANAGEMENT S.A. 18,500 712,000 0.12%
104 WFG Advisors, LP 18,624 716,000 0.12%
105 SCHRODER INVESTMENT MANAGEMENT GROUP 19,400 753,000 0.13%
106 ROYAL BANK OF CANADA 20,225 779,000 0.13%
107 BRIDGEWORTH, LLC 20,622 796,000 0.14%
108 Kovack Advisors, Inc. 21,144 813,000 0.14%
109 SILVER CAPITAL MANAGEMENT LLC 21,910 843,000 0.14%
110 SHEAFF BROCK INVESTMENT ADVISORS, LLC 22,369 860,000 0.15%
111 Advisors Asset Management, Inc. 24,833 955,000 0.16%
112 CIBC WORLD MARKET INC. 24,938 959,000 0.16%
113 BANK OF AMERICA CORP /DE/ 25,534 982,000 0.17%
114 NORTHERN TRUST CORP 25,642 986,000 0.17%
115 Financial Management Professionals, Inc. 26,283 1,010,000 0.17%
116 Sigma Planning Corp 27,296 1,050,000 0.18%
117 RIKOON GROUP, LLC 27,535 1,058,000 0.18%
118 AMERIPRISE FINANCIAL INC 28,182 1,084,000 0.19%
119 Capital Investment Advisors, LLC 28,395 1,092,000 0.19%
120 BOKF, NA 28,776 1,106,000 0.19%
121 Cetera Advisors LLC 29,433 1,132,000 0.19%
122 CETERA INVESTMENT ADVISERS 29,433 1,132,000 0.19%
123 Virtu KCG Holdings LLC 29,975 1,153,000 0.20%
124 OPTIMUM INVESTMENT ADVISORS 31,605 1,216,000 0.21%
125 PEAK6 Group LLC 34,200 1,315,000 0.23% Call
126 Wellington Shields Capital Management, LLC 34,700 1,335,000 0.23%
127 Segment Wealth Management, LLC 34,944 1,344,000 0.23%
128 BAIRD FINANCIAL GROUP, INC. 35,261 1,356,000 0.23%
129 HL FINANCIAL SERVICES LLC 35,252 1,356,000 0.23%
130 KING LUTHER CAPITAL MANAGEMENT CORP 37,130 1,428,000 0.24%
131 Homrich & Berg 37,432 1,440,000 0.25%
132 Advisory Services Network, LLC 37,562 1,445,000 0.25%
133 MML INVESTORS SERVICES, INC. 37,969 1,460,000 0.25%
134 GOLDMAN SACHS GROUP INC 41,116 1,581,000 0.27%
135 ICON ADVISERS INC/CO 42,400 1,631,000 0.28%
136 Archford Capital Strategies, LLC 93,510 1,834,000 0.31%
137 ADVISOR GROUP, INC. 50,892 1,957,000 0.34%
138 Barnett & Company, Inc. 52,287 2,011,000 0.34%
139 DnB Asset Management AS 62,212 2,393,918 0.41%
140 Texas Yale Capital Corp. 64,423 2,478,000 0.42%
141 Robeco Institutional Asset Management B.V. 64,591 2,484,000 0.43%
142 Carlson Capital Management 65,380 2,515,000 0.43%
143 SUSQUEHANNA INTERNATIONAL GROUP, LLP 70,900 2,727,000 0.47% Put
144 Stratos Wealth Partners, LTD. 75,234 2,894,000 0.50%
145 LADENBURG THALMANN FINANCIAL SERVICES INC. 78,524 3,019,000 0.52%
146 GUGGENHEIM CAPITAL LLC 78,538 3,021,000 0.52%
147 Polar Capital LLP 88,800 3,416,000 0.59%
148 Cambridge Investment Research Advisors, Inc. 94,577 3,637,000 0.62%
149 SUSQUEHANNA INTERNATIONAL GROUP, LLP 94,882 3,649,000 0.63%
150 Commonwealth Equity Services, Inc 97,856 3,764,000 0.65%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.