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MAIN STREET CAPITAL CORP
MAIN STREET CAPITAL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 184 Institutional holders with a total value of $583,477,056.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 B. Riley Wealth Advisors, Inc. 10,567 407,000 0.07%
102 MACKENZIE FINANCIAL CORP 8,437 324,000 0.06%
103 Concert Wealth Management Inc. 8,356 322,000 0.06%
104 STABLEFORD CAPITAL II LLC 8,335 321,000 0.06%
105 CITIGROUP INC 8,182 315,000 0.05%
106 IFC Holdings Incorporated/FL 8,048 311,000 0.05%
107 Chicago Partners Investment Group LLC 8,299 311,000 0.05%
108 Cetera Advisor Networks LLC 7,634 293,000 0.05%
109 Regal Investment Advisors LLC 7,468 287,000 0.05%
110 TUDOR INVESTMENT CORP ET AL 7,104 273,000 0.05%
111 LIDO ADVISORS, LLC 7,061 272,000 0.05%
112 EP Wealth Advisors, LLC 7,000 269,000 0.05%
113 HighTower Trust Company, N.A. 7,004 269,000 0.05%
114 FIFTH THIRD BANCORP 6,550 252,000 0.04%
115 Gotham Asset Management, LLC 6,461 248,000 0.04%
116 NAVELLIER & ASSOCIATES INC 6,457 248,000 0.04%
117 Verity Asset Management, Inc. 6,400 247,000 0.04%
118 WOLVERINE TRADING LP /BD 6,300 244,000 0.04% Put
119 GENEOS WEALTH MANAGEMENT INC. 6,206 238,000 0.04%
120 STIFEL FINANCIAL CORP 6,010 231,000 0.04%
121 SAPPHIRE STAR PARTNERS LP 5,877 226,000 0.04%
122 KEMPNER CAPITAL MANAGEMENT INC. 5,500 212,000 0.04%
123 STEEL GROVE CAPITAL ADVISORS, LLC 5,326 205,000 0.04%
124 Aperio Group, LLC 5,311 204,000 0.03%
125 SII INVESTMENTS INC/WI 5,612 204,000 0.03%
126 GLOBAL RETIREMENT PARTNERS, LLC 4,001 154,000 0.03%
127 RESOURCES INVESTMENT ADVISORS, INC. 3,831 147,000 0.03%
128 US BANCORP \DE\ 3,707 143,000 0.02%
129 Global X Management CO LLC 3,657 141,000 0.02%
130 V WEALTH MANAGEMENT,LLC 3,600 139,000 0.02%
131 Tower Research Capital LLC (TRC) 3,100 119,000 0.02%
132 JPMORGAN CHASE & CO 2,921 113,000 0.02%
133 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,318 89,000 0.02%
134 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,217 86,000 0.01%
135 Shamrock Asset Management LLC 2,220 85,000 0.01%
136 NEXT Financial Group, Inc 2,100 81,000 0.01%
137 Parallax Volatility Advisers, L.P. 2,000 77,000 0.01% Put
138 NISA INVESTMENT ADVISORS, LLC 2,000 76,000 0.01%
139 Perigon Wealth Management, LLC 1,911 74,000 0.01%
140 HARFST & ASSOCIATES, INC. 1,753 67,000 0.01%
141 ADVANTAGE INVESTMENT MANAGEMENT, LLC 1,700 65,000 0.01%
142 PARALLEL ADVISORS, LLC 1,303 50,000 0.01%
143 GLENMEDE TRUST CO NA 1,320 50,000 0.01%
144 D.A. DAVIDSON & CO. 1,025 39,000 0.01%
145 SPOT TRADING LLC /BD 1,000 38,000 0.01% Put
146 CITIGROUP INC 1,000 38,000 0.01% Call
147 WHITTIER TRUST CO 970 37,000 0.01%
148 CITIGROUP INC 900 35,000 0.01% Put
149 FOUNDERS CAPITAL MANAGEMENT 800 31,000 0.01%
150 CREATIVE FINANCIAL DESIGNS INC /ADV 784 30,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.