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RUTHIGEN INC
RUTHIGEN INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 7 Institutional holders with a total value of $158,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 12,477 60,000 37.97%
2 WFG Advisors, LP 10,000 48,000 30.38%
3 THOMPSON DAVIS & CO., INC. 8,000 39,000 24.68%
4 Tower Research Capital LLC (TRC) 1,068 5,000 3.16%
5 UBS AG 844 4,000 2.53%
6 BANK OF AMERICA CORP /DE/ 139 1,000 0.63%
7 CITIGROUP INC 139 1,000 0.63%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.