Dark
Light
System
Security
RUTHIGEN INC
RUTHIGEN INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 5 Institutional holders with a total value of $122,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 1,060 4,000 3.28%
2 UBS Group AG 1,280 4,000 3.28%
3 B. Riley Wealth Advisors, Inc. 1,799 6,000 4.92%
4 WFG Advisors, LP 10,000 35,000 28.69%
5 MORGAN STANLEY 20,993 73,000 59.84%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.