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MAXWELL TECHNOLOGIES INC
MAXWELL TECHNOLOGIES INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 93 Institutional holders with a total value of $113,927,779.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Walleye Trading LLC 46,747 280,000 0.25%
52 PRINCETON CAPITAL MANAGEMENT INC 47,065 282,000 0.25%
53 BARCLAYS PLC 52,800 316,000 0.28% Put
54 TEACHERS ADVISORS, LLC 60,186 361,000 0.32%
55 Janney Montgomery Scott LLC 60,450 362,000 0.32%
56 GROUP ONE TRADING LLC 63,148 378,000 0.33%
57 PEAK6 Group LLC 63,700 382,000 0.34% Put
58 RUSSELL INVESTMENTS GROUP, LTD. 63,895 383,000 0.34%
59 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 63,951 383,000 0.34%
60 CITADEL ADVISORS LLC 64,336 385,000 0.34%
61 CITADEL ADVISORS LLC 76,800 460,000 0.40% Put
62 BANK OF AMERICA CORP /DE/ 77,028 461,000 0.40%
63 KBC Group NV 81,951 491,000 0.43%
64 BRIDGEWAY CAPITAL MANAGEMENT, LLC 83,200 498,000 0.44%
65 MORGAN STANLEY 87,995 527,000 0.46%
66 PARAMETRIC PORTFOLIO ASSOCIATES LLC 90,566 542,000 0.48%
67 JACOBS LEVY EQUITY MANAGEMENT, INC 90,914 545,000 0.48%
68 TIAA CREF INVESTMENT MANAGEMENT LLC 95,316 571,000 0.50%
69 Nationwide Fund Advisors 98,085 588,000 0.52%
70 WELLS FARGO & COMPANY/MN 119,373 715,000 0.63%
71 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 121,100 725,000 0.64%
72 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 123,779 742,000 0.65%
73 SPOT TRADING LLC /BD 125,000 749,000 0.66% Put
74 THOMPSON INVESTMENT MANAGEMENT, INC. 144,994 869,000 0.76%
75 Ancora Advisors LLC 146,841 880,000 0.77%
76 DSC Advisors, L.P. 200,000 1,198,000 1.05% Call
77 Walleye Trading LLC 212,400 1,273,000 1.12% Call
78 GEODE CAPITAL MANAGEMENT, LLC 242,228 1,450,000 1.27%
79 Bank of New York Mellon Corp 249,318 1,494,000 1.31%
80 NORTHERN TRUST CORP 385,956 2,312,000 2.03%
81 Portolan Capital Management, LLC 422,865 2,533,000 2.22%
82 STATE STREET CORP 493,335 2,956,000 2.59%
83 Walleye Trading LLC 511,000 3,061,000 2.69% Put
84 Invesco Ltd. 582,551 3,489,000 3.06%
85 JANE STREET GROUP, LLC 660,000 3,953,000 3.47% Put
86 DIMENSIONAL FUND ADVISORS LP 907,313 5,435,000 4.77%
87 ROYCE & ASSOCIATES LP 1,041,242 6,237,000 5.47%
88 GUGGENHEIM CAPITAL LLC 1,045,301 6,260,000 5.49%
89 VANGUARD GROUP INC 1,375,329 8,238,000 7.23%
90 VERTEX CAPITAL ADVISORS, LLC 1,690,425 10,126,000 8.89%
91 VAN DEN BERG MANAGEMENT I, INC 1,906,988 11,423,000 10.03%
92 Neuberger Berman Group LLC 1,951,060 11,687,000 10.26%
93 BlackRock Finance, Inc. 2,215,438 13,270,000 11.65%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.