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MEDLEY CAP CORPORATION
MEDLEY CAP CORPORATION. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 97 Institutional holders with a total value of $102,415,383.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 17 0 0.00%
2 Hudock, Inc. 316 2,000 0.00%
3 SIMPLEX TRADING, LLC 595 3,000 0.00%
4 SECURITY NATIONAL TRUST CO 700 4,000 0.00%
5 PENSERRA CAPITAL MANAGEMENT LLC 854 5,000 0.00%
6 CUTLER GROUP LLC / CA 908 5,000 0.00%
7 Baystate Wealth Management LLC 1,250 8,000 0.01%
8 KRILOGY FINANCIAL LLC 1,333 9,000 0.01%
9 REILLY FINANCIAL ADVISORS, LLC 1,800 12,000 0.01%
10 WHITTIER TRUST CO OF NEVADA INC 1,800 12,000 0.01%
11 BANK OF AMERICA CORP /DE/ 1,800 12,000 0.01%
12 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 2,000 13,000 0.01%
13 PANAGORA ASSET MANAGEMENT INC 1,967 13,000 0.01%
14 STERLING INVESTMENT ADVISORS, LTD. 1,966 13,000 0.01%
15 SEI INVESTMENTS CO 2,250 14,000 0.01%
16 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,117 14,000 0.01%
17 PNC FINANCIAL SERVICES GROUP, INC. 3,020 19,000 0.02%
18 Quantbot Technologies LP 3,696 23,000 0.02%
19 Winslow, Evans & Crocker, Inc. 5,130 32,781 0.03%
20 Financial Architects, Inc 5,500 35,000 0.03%
21 SALEM INVESTMENT COUNSELORS INC 5,750 37,000 0.04%
22 CWM, LLC 6,230 40,000 0.04%
23 CITIGROUP INC 6,725 43,000 0.04%
24 RAYMOND JAMES & ASSOCIATES 10,840 69,000 0.07%
25 Creative Planning 13,025 83,000 0.08%
26 IFP ADVISORS, INC 12,991 83,000 0.08%
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,575 93,000 0.09%
28 GSA CAPITAL PARTNERS LLP 15,143 97,000 0.09%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,200 97,000 0.09% Call
30 Chicago Partners Investment Group LLC 13,518 98,000 0.10%
31 Global X Management CO LLC 16,517 106,000 0.10%
32 FOUNDERS FINANCIAL SECURITIES LLC 16,980 109,000 0.11%
33 Horizon Investments, LLC 17,341 111,000 0.11%
34 Airain ltd 17,362 111,000 0.11%
35 BB&T SECURITIES, LLC 17,528 112,000 0.11%
36 Malaga Cove Capital, LLC 17,200 114,000 0.11%
37 Private Advisor Group, LLC 18,063 115,000 0.11%
38 Magnetar Financial LLC 18,288 117,000 0.11%
39 PineBridge Investments, L.P. 18,767 120,000 0.12%
40 HL FINANCIAL SERVICES LLC 22,164 142,000 0.14%
41 PVG ASSET MANAGEMENT CORP 23,725 151,602 0.15%
42 CITADEL ADVISORS LLC 24,470 156,000 0.15%
43 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,500 157,000 0.15% Put
44 Cubist Systematic Strategies, LLC 24,710 158,000 0.15%
45 STEPHENS INC /AR/ 24,935 159,000 0.16%
46 NWAM LLC 25,100 160,000 0.16%
47 CIBC WORLD MARKET INC. 24,976 160,000 0.16%
48 Commonwealth Equity Services, Inc 26,831 171,000 0.17%
49 Sigma Planning Corp 28,623 183,000 0.18%
50 Tower Research Capital LLC (TRC) 31,490 201,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.