Dark
Light
System
Security
SPDR S&P 500 ETF TR
SPDR S&P 500 ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 1,448 Institutional holders with a total value of $279,521,109,780.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Creative Planning 2,000 0 0.00% Call
2 Concert Wealth Management Inc. 1,200 0 0.00% Put
3 Point72 Asset Management, L.P. 1 0 0.00%
4 Alexandria Capital, LLC 1,300 0 0.00% Put
5 FORT PITT CAPITAL GROUP INC 1 221 0.00%
6 Ground Swell Capital, LLC 4 1,000 0.00%
7 Camarda Financial Advisors, LLC 7 1,000 0.00%
8 CWM, LLC 24,700 2,000 0.00% Call
9 Beacon Capital Management, Inc. 19 4,000 0.00%
10 NEXT Financial Group, Inc 25 5,000 0.00%
11 Visium Asset Management, LP 45,700 5,000 0.00% Put
12 Allston Trading LLC 3,068 6,000 0.00% Call
13 Allston Trading LLC 11,927 7,000 0.00% Put
14 Weaver C. Barksdale & Associates, Inc. 36 7,000 0.00%
15 ATWOOD & PALMER INC 39 8,000 0.00%
16 Creative Planning 15,800 9,000 0.00% Put
17 FNY Managed Accounts LLC 700 9,100 0.00% Call
18 Mariner, LLC 14,000 10,000 0.00% Put
19 WFG Advisors, LP 160,200 10,000 0.00% Put
20 Focused Wealth Management, Inc 63 12,000 0.00%
21 Checchi Capital Advisers, LLC 132,000 12,000 0.00% Call
22 Hatteras Alternative Mutual Funds, LLC 11,600 14,000 0.00% Put
23 Private Advisor Group, LLC 8,000 15,000 0.00% Put
24 Tortoise Investment Management, LLC 25,000 20,000 0.00% Put
25 MONETARY MANAGEMENT GROUP INC 100 20,000 0.00%
26 PEOPLES FINANCIAL SERVICES CORP. 114 22,000 0.00%
27 Estabrook Capital Management 120 23,486 0.00%
28 PIERSHALE FINANCIAL GROUP, INC. 121 24,000 0.00%
29 Hoxton Financial, Inc. 125 24,000 0.00%
30 NuWave Investment Management, LLC 153 30,000 0.00%
31 D'Orazio & Associates, Inc. 160 31,000 0.00%
32 DELTA ASSET MANAGEMENT LLC/TN 200 39,000 0.00%
33 SeaBridge Investment Advisors LLC 200 39,000 0.00%
34 Neuberger Berman Canada ULC 200 39,000 0.00%
35 Boston Common Asset Management, LLC 202 40,000 0.00%
36 MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 202 40,000 0.00%
37 Hudock, Inc. 217 42,000 0.00%
38 Field & Main Bank 220 43,000 0.00%
39 MACQUARIE GROUP LTD 58,500 43,000 0.00% Put
40 America First Investment Advisors, LLC 250 49,000 0.00%
41 American Research & Management Co. 260 51,000 0.00%
42 Tarbox Family Office, Inc. 285 55,000 0.00%
43 Cornerstone Advisors, Inc. 279 55,000 0.00%
44 ICC CAPITAL MANAGEMENT INC/ 287 56,000 0.00%
45 MARK SHEPTOFF FINANCIAL PLANNING, LLC 285 56,000 0.00%
46 Crosspoint Capital Strategies, LLC 290 57,000 0.00%
47 MACROVIEW INVESTMENT MANAGEMENT LLC 295 58,000 0.00%
48 WestEnd Advisors, LLC 297 58,128 0.00%
49 Andromeda Capital LLC 300 59,000 0.00%
50 Tortoise Investment Management, LLC 18,900 62,000 0.00% Call
Page 1 of 29

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.